MILESTONES PRIVATE INVESTMENT ADVISORS LLC

RIASEC RegisteredEst. 2017
Total AUM
$223M
Discretionary
$143M
64% of AUM
Avg account
$329K
Accounts
677
Employees
3
Advisory reps
2

Firm details

Headquarters
FAIRPORT, New York
CRD number
289116
Registered since
August 24, 2017
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI78.95%
  • Individuals20.06%
  • Corporations / Businesses1%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Milestones Private Investment Advisors LLC is an independent, SEC-registered registered investment adviser organized as an LLC and founded in 2017. The firm is owned by an individual and serves both individual/family and institutional clients. Compensation mixes a standard percentage-of-AUM schedule with fixed-fee engagements. Core advisory capabilities include financial planning, portfolio management for individuals and small businesses, and pension consulting services. Milestones does not position itself as a capital allocator and is not flagged as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 75%, Public Funds/Mutual Funds 13%, Cash & Cash Equivalents 12%75%
  • Exchange Traded Equities75%
  • Public Funds/Mutual Funds13%
  • Cash & Cash Equivalents12%

Owners & executives

1 of 1
  • HEATHER PROCTOR

    Chief Compliance Officer, Managing PartnerCRD 2320887

Contacts

1 of 1
  • MARK BUSCHER

    Managing PartnerCRD 4774058

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 87

Active vs passive

$170M in ETFs

Passive

84%

$142M

Active

14%

$27.7M

ETFProviderStyleCategoryValueShares% of portfolio
FIRST TRUST UTILITIES ALPHADEX FUND (FXU)First TrustPassiveUtilities$6.1M122,2703.57%

Location

Primary office

FAIRPORT, NY

MONROE

Location

FAIRPORT, NY

Headquartered in FAIRPORT, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.

Metro area
Rochester-Batavia-Seneca Falls, NY
Region
Northeast
County
MONROE
Address
375 Woodcliff Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth