Carlyle Global Credit Investment Management L.L.C.

RIASEC RegisteredEst. 2013
Total AUM
$68.4B
Discretionary
$66B
97% of AUM
Avg account
$441M
Accounts
155
Employees
382
Advisory reps
7

Firm details

Headquarters
New York, New York
CRD number
162053
Registered since
March 13, 2013
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Pooled Investment Vehicles56.86%
  • Insurance Companies24.52%
  • Investment Companies10.43%
  • Business Development Companies8.19%
Services
Portfolio Management for Investment CompaniesPortfolio Management for Pooled Investment Vehicles

Firm profile

FINTRX

Overview

Carlyle Global Credit Investment Management L.L.C. is a multi-strategy asset manager with a clear institutional focus and a pronounced orientation toward credit and private fund strategies. The firm acts as a capital allocator and manages both pooled vehicles and investment companies, while also operating in roles typical of sponsors and general partners. Its stated activities include functioning as a CPO/CTA and providing portfolio management for pooled investment vehicles, which signals an emphasis on structured and pooled credit products alongside more traditional management mandates. The firm operates a fee arrangement that combines percentage-of-AUM, fixed fees and performance-based fees, aligning compensation with asset growth and performance. Carlyle Global Credit Investment Management L.L.C. also flags itself as an active ESG investor, suggesting that environmental, social and governance factors are incorporated into at least some investment processes and product lines.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Other 100%100%
  • Other100%

Owners & executives

3 of 3
  • JUSTIN PLOUFFE

    Deputy Chief Investment OfficerCRD 6223477

  • CATHERINE ZIOBRO

    Chief Compliance OfficerCRD 5642930

  • HARVEY SCHWARTZ

    Member of the Board and Chief Executive OfficerCRD 1723597

Contacts

3 of 4
  • MARK JENKINS

    Co-PresidentCRD 2529058

  • JEFFREY FERGUSON

    Managing DirectorCRD 4650762

  • LINDSAY LOBUE

    Advisory Director / Retired PartnerCRD 2955144

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
1 Vanderbilt Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth