BROOKFIELD PUBLIC SECURITIES GROUP LLC

RIASEC RegisteredEst. 1989
Total AUM
$66.5B
Discretionary
$66.4B
100% of AUM
Avg account
$722M
Accounts
92
Employees
90
Advisory reps
4

Firm details

Headquarters
New York, New York
CRD number
110497
Registered since
May 30, 1989
Custodians
J.P. MORGAN SECURITIES INC., THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Insurance Companies68.49%
  • Pooled Investment Vehicles21.52%
  • Investment Companies4.68%
  • Corporations / Businesses1.27%
  • State / Municipal Government0.99%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Brookfield Public Securities Group LLC is an SEC-registered investment adviser organized as a limited liability company and in operation since 1989. The firm serves both individual/family and institutional clients and operates as an adviser to pooled vehicles and investment companies, as well as providing portfolio management for businesses and small businesses. Its business activities include functioning as a CPO/CTA and selecting other advisers for client strategies. Compensation structures include percentage-of-AUM fees, fixed fees and performance-based fees. The firm does not identify as an active ESG investor and is not listed as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Investment Grade Corp Bonds 80%, Exchange Traded Equities 9%, State & Local Bonds 4%, Other 4%, Non-Investment Grade Corp Bonds 2%, Cash & Cash Equivalents 1%80%
  • Investment Grade Corp Bonds80%
  • Exchange Traded Equities9%
  • State & Local Bonds4%
  • Other4%
  • Non-Investment Grade Corp Bonds2%

Owners & executives

1 of 1
  • KEVIN CHRISTY

    Chief Compliance OfficerCRD 8168194

Contacts

3 of 3
  • PAULA HORN

    Managing DirectorCRD 2718002

  • ELIZABETH NELSON

    Managing DirectorCRD 2877995

  • BRIAN HURLEY

    Managing PartnerCRD 6631647

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
Pl Liberty St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth