CARL MARKS SECURITIES LLC

Broker-DealerFINRA MemberEst. 2007

Total AUM

—

Advisory reps

24

Avg account

$0

Firm details

Headquarters: New York, New York
CRD number: 144209
Registered since: October 12, 2007
Website: www.carlmarkssecurities.com

Firm profile

FINTRX

Overview

Carl Marks Securities LLC is organized as a limited liability company and is classified as an investment bank. The firm has been SEC-registered since 2007 and is owned by domestic entity and individual interests. According to the snapshot data, Carl Marks Securities does not function as a capital allocator and is not identified as an active ESG investor, a pension consultant, a multistate adviser, or a related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

1 of 1

ROBERT SPEER
Chief Financial OfficerCRD 4519468

Contacts

3 of 23

Peter Soderling
AssociateCRD 7754296
Nicolas Baro
AssociateCRD 6949874
WARREN FEDER
PartnerCRD 5229560

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: NEW YORK
Address: 900 Third Ave
Time zone: ET (UTC-5)
Office locations

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