CAPTRUST

RIASEC RegisteredEst. 2003

Total AUM

$1.2T

Discretionary

$320B

26% of AUM

Avg account

$8.4M

Accounts

146,777

Employees

1,841

Advisory reps

944

Firm details

Headquarters: RALEIGH, North Carolina
CRD number: 175112
Registered since: July 11, 2003
Website: www.captrust.com
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees
Client types: Pension & Profit Sharing Plans86.65%
HNWI7.23%
State / Municipal Government2.96%
Charitable Organizations2.03%
Individuals0.53%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Captrust operates as an independent registered investment adviser organized as an LLC and has been SEC-registered since 2003. The firm functions as both an adviser and a capital allocator, working with individual and family clients as well as institutional sponsors. Its service set spans financial planning, portfolio management across individuals, pooled vehicles and institutions, pension consulting and adviser selection, along with investor education and publications. Captrust also engages in ancillary business activities as an insurance broker and accountant, and maintains industry ties that include broker-dealer relationships, insurance companies and roles as sponsor or GP of pooled vehicles. Fee arrangements are flexible and include asset-based fees, hourly and fixed charges, and performance-based structures. The firm reports being an active ESG investor. Captrust has received repeated industry recognition — examples include placements on Barron’s Top 100 RIA Firms (multiple years), Financial Times Top 300 RIA Firms, CNBC’s Top 100 Financial Advisory Firms and other trade recognitions.