CAPLIGHT MARKETS LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
SAN FRANCISCO, California
CRD number
103970
Registered since
September 25, 2000

Firm profile

FINTRX

Overview

Caplight Markets LLC is organized as a limited liability company and is SEC-registered with an initial registration year of 2000. The firm's ownership is identified as a combination of a domestic entity and an individual. Available classifications in the dataset are limited — the firm is marked as "Unclassified" — and the record does not provide specifics about its advisory services, clientele, or fee model. Caplight Markets is not flagged as a capital allocator, is not identified as an active ESG investor, is not registered as a multi-state adviser, and is not described as a pension consultant or related adviser in the data provided.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • MARIA RABINOVICH

    Chief Compliance OfficerCRD 4560548

  • JAVIER AVALOS

    Co-Founder & CEOCRD 5836369

Contacts

3 of 5
  • Siddharth Sanjay Somani

    Private Markets AnalystCRD 7945446

  • HOLLY SNIDER

    OperationsCRD 7855694

  • Richard McDonough

    Business Development AssociateCRD 7266457

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SAN FRANCISCO, CA

SAN FRANCISCO

Location

SAN FRANCISCO, CA

Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
SAN FRANCISCO
Address
531 Howard St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth