Caplight Markets LLC

Broker-DealerFINRA MemberEst. 2000
Total AUM
Advisory reps
7
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
103970
Registered since
September 25, 2000

Firm profile

FINTRX

Overview

Caplight Markets LLC is organized as a limited liability company and has been SEC-registered since 2000. Public filings classify the firm as unclassified and identify the owner type as a mix of a domestic entity and an individual. The firm does not present itself as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser. Filings also indicate it is not positioned as a pension consultant or a related adviser. The record contains limited detail on the firm’s target clients, advisory model, fee structure, or specific business activities.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Maria Rabinovich

    Maria Rabinovich

    Chief Compliance OfficerCRD 4560548

  • Javier Avalos

    Javier Avalos

    Co-Founder & CEOCRD 5836369

Contacts

3 of 5
  • Siddharth Sanjay Somani

    Siddharth Sanjay Somani

    Private Markets AnalystCRD 7945446

  • Holly Snider

    Holly Snider

    OperationsCRD 7855694

  • Richard McDonough

    Business Development AssociateCRD 7266457

Unlock 2 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
531 Howard St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth