Capital Wealth Planning, LLC
Firm details
- Headquarters
- Naples, Florida
- CRD number
- 150764
- Registered since
- June 30, 2009
- Website
- capitalwealthplanning.com
- Custodians
- RAYMOND JAMES & ASSOCIATES, INC., U.S. BANK, N.A.
- Fee structure
- Percentage of AUM
- Client types
- Investment Companies40.79%
- Individuals40.44%
- HNWI15.12%
- Corporations / Businesses2.37%
- Charitable Organizations1.28%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Capital Wealth Planning, LLC is an independent registered investment adviser formed as an LLC and SEC-registered in 2009. The firm operates on a percentage-of-AUM fee model and provides discretionary portfolio management for individuals, small businesses and institutional clients. Its client base includes both individual and family clients as well as institutional relationships. The firm does not identify as an active ESG investor and is not positioned as a capital allocator or pension consultant. Capital Wealth Planning was named among the Financial Times’ Top 300 RIA Firms in 2020.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities88%
- Public Funds/Mutual Funds6%
- Cash & Cash Equivalents5%
- Investment Grade Corp Bonds1%
Owners & executives
3 of 4
Kevin Simpson
Founder & Chief Investment OfficerCRD 2250499
Jeffrey Carney
Chief Compliance OfficerCRD 4469411
Joshua Smith
Chief Investment OfficerCRD 5133821
Contacts
3 of 9
Ryan Carney
Assistant Director of Compliance & AnalyticsCRD 6505864
Joanna Irons
FounderCRD 5900677
Joey Oxford
Product SpecialistCRD 1963188
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 28Active vs passive
$1.5B in ETFs
76%
$1.1B
<1%
$357M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) BLOOMBERG 1-3 MONTH T-BILL ETF (BIL) | State Street | Passive | Ultrashort Bond | $456M | 4,976,098 | 30.42% |
Location
Naples, FL
Collier
Location
Naples, FL
Headquartered in Naples, FL, anchoring the Cape Coral-Fort Myers-Naples, FL metro in the South.
- Metro area
- Cape Coral-Fort Myers-Naples, FL
- Region
- South
- County
- Collier
- Address
- 9015 Strada Stell Ct
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
Pentwater Capital Management LP
RIANaples, FL
Bramshill Investments, LLC
RIANaples, FL
Moran Wealth Management, LLC
RIANaples, FL
CWA Asset Management Group
RIANaples, FL
Naples Global Advisors
RIANaples, FL
3edge Asset Management, LP
RIANaples, FL