MORAN WEALTH MANAGEMENT, LLC

RIASEC RegisteredEst. 2022
Total AUM
$5.1B
Discretionary
$3.9B
77% of AUM
Avg account
$416K
Accounts
12,260
Employees
56
Advisory reps
38

Firm details

Headquarters
NAPLES, Florida
CRD number
319208
Registered since
April 15, 2022
Custodians
PERSHING LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI89.6%
  • Individuals4.8%
  • Corporations / Businesses2.92%
  • Pension & Profit Sharing Plans1.61%
  • Charitable Organizations1.07%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Moran Wealth Management, LLC is an independent registered investment adviser that began SEC registration in 2022 and operates as a limited liability company. The firm serves both individual and institutional clients and is set up to act as a capital allocator, using third‑party managers as part of its toolkit. Its advisory services include comprehensive financial planning, portfolio management for individuals, small businesses and institutions, and the selection/oversight of other advisers. Fee arrangements include asset‑based fees, hourly charges, and fixed fees. Moran does not describe itself as an active ESG investor. The firm was named to Forbes’ America’s Top RIA Firms list in 2023.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 78%, Public Funds/Mutual Funds 11%, Cash & Cash Equivalents 10%, Investment Grade Corp Bonds 3%, State & Local Bonds 2%, US Government Bonds 1%, Private Funds 1%78%
  • Exchange Traded Equities78%
  • Public Funds/Mutual Funds11%
  • Cash & Cash Equivalents10%
  • Investment Grade Corp Bonds3%
  • State & Local Bonds2%

Owners & executives

3 of 6
  • TIMOTHY O'LEARY

    Chief Compliance OfficerCRD 1414269

  • Tyler Hardt

    Chief Portfolio ManagerCRD 6995387

  • CHRISTINA SHAW

    Chief Data OfficerCRD 4948858

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Contacts

3 of 32
  • JULIE RICH

    Senior Vice PresidentCRD 3213079

  • KATHLEEN HERGET

    Client Operations SpecialistCRD 4294247

  • JEFFREY LEBRITON

    Client Account SpecialistCRD 5155142

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 53

Active vs passive

$244M in ETFs

Passive

85%

$206M

Active

6%

$37.6M

ETFProviderStyleCategoryValueShares% of portfolio
INVESCO S&P 500 EQUAL WEIGHT ETF (RSP)InvescoPassiveLarge Blend$41.8M217,54917.12%

Location

Primary office

NAPLES, FL

COLLIER

Location

NAPLES, FL

Headquartered in NAPLES, FL, anchoring the Cape Coral-Fort Myers-Naples, FL metro in the South.

Metro area
Cape Coral-Fort Myers-Naples, FL
Region
South
County
COLLIER
Address
5801 Pelican Bay Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth