Naples Global Advisors

RIASEC RegisteredEst. 2011
Total AUM
$2B
Discretionary
$2B
98% of AUM
Avg account
$1.1M
Accounts
1,791
Employees
20
Advisory reps
17

Firm details

Headquarters
Naples, Florida
CRD number
158544
Registered since
August 4, 2011
Website
naplesglobaladvisors.com
Custodians
CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM
Client types
  • HNWI96.18%
  • Charitable Organizations1.59%
  • Corporations / Businesses1.01%
  • Individuals0.94%
  • Pension & Profit Sharing Plans0.27%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Naples Global Advisors is an independent registered investment adviser organized as an LLC and operating since 2011. The firm focuses on portfolio management for individual and small business clients and serves both individual/family and institutional clients. Its fee model is percentage-of-AUM and it does not identify as an active ESG investor or a capital allocator; it reports being an adviser that is not multi-state and not affiliated as a related adviser. The firm has been recognized by Forbes on its RIA lists in 2023 and 2024.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 70%, Investment Grade Corp Bonds 9%, State & Local Bonds 7%, Non-Exchange Traded Equities 6%, Cash & Cash Equivalents 5%, US Government Bonds 3%70%
  • Exchange Traded Equities70%
  • Investment Grade Corp Bonds9%
  • State & Local Bonds7%
  • Non-Exchange Traded Equities6%
  • Cash & Cash Equivalents5%

Owners & executives

3 of 3
  • Michael Morris

    Michael Morris

    Founding Principal & Chief Executive OfficerCRD 4513473

  • Kerry Geroy

    Kerry Geroy

    Principal And Chief Compliance OfficerCRD 2021861

  • John Suddeth

    John Suddeth

    Founding Principal & Chief Executive OfficerCRD 1653540

Contacts

3 of 14
  • Juan Botero

    Juan Botero

    Client Services AssociateCRD 8077983

  • James Davis

    James Davis

    Financial AdvisorCRD 2561108

  • Matthew Oleksak

    Matthew Oleksak

    Client AdvisorCRD 6589178

Unlock 11 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 195

Active vs passive

$518M in ETFs

Passive

85%

$443M

Active

7%

$75.7M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$32.7M43,6586.31%
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Location

Primary office

Naples, FL

Collier

Location

Naples, FL

Headquartered in Naples, FL, anchoring the Cape Coral-Fort Myers-Naples, FL metro in the South.

Metro area
Cape Coral-Fort Myers-Naples, FL
Region
South
County
Collier
Address
856 3rd Ave S
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

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