NAPLES GLOBAL ADVISORS
Firm details
- Headquarters
- NAPLES, Florida
- CRD number
- 158544
- Registered since
- August 4, 2011
- Website
- naplesglobaladvisors.com
- Custodians
- CHARLES SCHWAB & CO., INC., NATIONAL FINANCIAL SERVICES LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI96.18%
- Charitable Organizations1.59%
- Corporations / Businesses1.01%
- Individuals0.94%
- Pension & Profit Sharing Plans0.27%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Naples Global Advisors is an independent registered investment adviser organized as an LLC and registered with the SEC in 2011. The firm serves both individual and family clients as well as institutional investors, operating on a fee model tied to assets under management. Its core advisory offering is portfolio management for individuals and small businesses. The firm reports it is not a capital allocator, does not characterize itself as an active ESG investor, and is not registered as a multi-state adviser or pension consultant. Naples Global Advisors has appeared on Forbes’ lists of top RIA firms in both 2023 and 2024, which reflects external recognition of its market presence rather than a change to its stated service set or fee structure.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities70%
- Investment Grade Corp Bonds9%
- State & Local Bonds7%
- Non-Exchange Traded Equities6%
- Cash & Cash Equivalents5%
Owners & executives
3 of 3MICHAEL MORRIS
Founding Principal & Chief Executive OfficerCRD 4513473
KERRY GEROY
Principal And Chief Compliance OfficerCRD 2021861
JOHN SUDDETH
Founding Principal & Chief Executive OfficerCRD 1653540
Contacts
3 of 14JUAN BOTERO
Client Services AssociateCRD 8077983
JAMES DAVIS
Financial AdvisorCRD 2561108
Matthew Oleksak
Client AdvisorCRD 6589178
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 184Active vs passive
$455M in ETFs
85%
$386M
7%
$68.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $28.1M | 43,086 | 6.18% |
Location
NAPLES, FL
COLLIER
Location
NAPLES, FL
Headquartered in NAPLES, FL, anchoring the Cape Coral-Fort Myers-Naples, FL metro in the South.
- Metro area
- Cape Coral-Fort Myers-Naples, FL
- Region
- South
- County
- COLLIER
- Address
- 856 3rd Ave S
- Time zone
- ET (UTC-5)
- Office locations
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