Private Capital Management

RIASEC Registered
Total AUM
$1.4B
Discretionary
$1.2B
85% of AUM
Avg account
$3.1M
Accounts
466
Employees
21
Advisory reps
10

Firm details

Headquarters
Naples, Florida
CRD number
169172
Registered since
September 30, 2013
Website
www.private-cap.com
Custodians
NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI63.9%
  • Pooled Investment Vehicles20.4%
  • Investment Companies4.91%
  • Charitable Organizations4.51%
  • Corporations / Businesses2.6%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Private Capital Management is a limited liability company operating as an institutional registered investment adviser. The firm is SEC registered (initial registration 2013) and serves both individual/family and institutional clients. Its fee model combines a percentage-of-AUM charge with performance-based fees, and its advisory scope includes financial planning plus portfolio management for individuals, pooled vehicles, investment companies and businesses. The firm is not an active ESG investor and identifies as owner-managed (domestic entity and individual ownership). It also acts in sponsor/GP roles and serves as managing member of pooled investment vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 74%, Cash & Cash Equivalents 10%, Public Funds/Mutual Funds 7%, US Government Bonds 4%, Other 2%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Derivatives 1%74%
  • Exchange Traded Equities74%
  • Cash & Cash Equivalents10%
  • Public Funds/Mutual Funds7%
  • US Government Bonds4%
  • Other2%

Owners & executives

3 of 3
  • Charles (chad) Atkins

    Charles (chad) Atkins

    President and CEOCRD 4808551

  • Jeffrey Fortier

    Jeffrey Fortier

    Chief Executive Officer, Wealth ManagementCRD 3110593

  • Gregg Powers

    CEO & PresidentCRD 1741585

Contacts

3 of 7
  • David Sissman

    David Sissman

    Managing DirectorCRD 5778366

  • Max Deifik

    Max Deifik

    Vice President of Client ServicesCRD 5396628

  • Steven Tarr

    Vice President of TradingCRD 4008924

Unlock 4 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 59

Active vs passive

$94.2M in ETFs

Passive

84%

$78.7M

Active

7%

$15.4M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$7.5M10,0117.94%
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Location

Primary office

Naples, FL

Collier

Location

Naples, FL

Headquartered in Naples, FL, anchoring the Cape Coral-Fort Myers-Naples, FL metro in the South.

Metro area
Cape Coral-Fort Myers-Naples, FL
Region
South
County
Collier
Address
8889 Pelican Bay Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth