PRIVATE CAPITAL MANAGEMENT

RIASEC RegisteredEst. 2013

Total AUM

$1.4B

Discretionary

$1.2B

85% of AUM

Avg account

$3.1M

Accounts

466

Employees

Advisory reps

Firm details

Headquarters: NAPLES, Florida
CRD number: 169172
Registered since: September 30, 2013
Website: www.pcm-inc.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Performance Based Fees
Client types: HNWI63.9%
Pooled Investment Vehicles20.4%
Investment Companies4.91%
Charitable Organizations4.51%
Corporations / Businesses2.6%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Private Capital Management is an SEC-registered limited liability advisory firm that provides portfolio management and financial planning services to both high‑net‑worth individuals/families and institutional clients. The firm manages discretionary and non‑discretionary portfolios across individuals, small businesses, pooled vehicles and investment companies, and it also sponsors and serves as a general partner or managing member for pooled investment vehicles it runs. Fee arrangements include a percentage of assets under management plus performance‑based fees, consistent with active management of private funds and hedge strategies. The firm is not positioned as an ESG investor and is organized under domestic ownership.