Private Capital Management

RIASEC RegisteredEst. 2013
Total AUM
$1.4B
Discretionary
$1.2B
85% of AUM
Avg account
$3.1M
Accounts
466
Employees
21
Advisory reps
9

Firm details

Headquarters
Naples, Florida
CRD number
169172
Registered since
September 30, 2013
Website
www.private-cap.com
Custodians
NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI63.9%
  • Pooled Investment Vehicles20.4%
  • Investment Companies4.91%
  • Charitable Organizations4.51%
  • Corporations / Businesses2.6%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Private Capital Management is an SEC-registered limited liability company that has been registered since 2013 and serves both individual/family and institutional clients. The firm provides financial planning and portfolio management across individual and pooled vehicles, and it also sponsors and acts as a general partner/managing member for pooled investment vehicles. Its compensation includes a percentage-of-AUM fee and performance-based fees. Private Capital Management does not report being an active ESG investor and is not a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 74%, Cash & Cash Equivalents 10%, Public Funds/Mutual Funds 7%, US Government Bonds 4%, Other 2%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Derivatives 1%74%
  • Exchange Traded Equities74%
  • Cash & Cash Equivalents10%
  • Public Funds/Mutual Funds7%
  • US Government Bonds4%
  • Other2%

Owners & executives

2 of 2
  • Charles (chad) Atkins

    Charles (chad) Atkins

    President And CEOCRD 4808551

  • Gregg Powers

    CEO & PresidentCRD 1741585

Contacts

3 of 7
  • Jeffrey Fortier

    Jeffrey Fortier

    Managing DirectorCRD 3110593

  • Nicholas Schultz

    Nicholas Schultz

    Client ServicesCRD 7968310

  • Steven Tarr

    Vice President of TradingCRD 4008924

Unlock 4 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 58

Active vs passive

$82.2M in ETFs

Passive

84%

$69.1M

Active

6%

$13.2M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$6.4M9,8117.76%
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Location

Primary office

Naples, FL

Collier

Location

Naples, FL

Headquartered in Naples, FL, anchoring the Cape Coral-Fort Myers-Naples, FL metro in the South.

Metro area
Cape Coral-Fort Myers-Naples, FL
Region
South
County
Collier
Address
8889 Pelican Bay Blvd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth