Private Capital Management

RIASEC RegisteredEst. 2013
Total AUM
$1.4B
Discretionary
$1.2B
85% of AUM
Avg account
$3.1M
Accounts
466
Employees
21
Advisory reps
9

Firm details

Headquarters
Naples, Florida
CRD number
169172
Registered since
September 30, 2013
Website
www.private-cap.com
Custodians
NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Performance Based Fees
Client types
  • HNWI63.9%
  • Pooled Investment Vehicles20.4%
  • Investment Companies4.91%
  • Charitable Organizations4.51%
  • Corporations / Businesses2.6%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Private Capital Management is an SEC-registered LLC that began registration in 2013. The firm serves both individual and family clients as well as institutional investors, offering financial planning and portfolio management across individuals, small businesses, pooled investment vehicles, investment companies, and other businesses or institutions. Its compensation mixes a percentage-of-assets model with performance-based fees, and the firm also functions in roles beyond advisory work — acting as a broker-dealer/sponsor and as a general partner/managing member of pooled vehicles. Private Capital Management does not describe itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 74%, Cash & Cash Equivalents 10%, Public Funds/Mutual Funds 7%, US Government Bonds 4%, Other 2%, State & Local Bonds 1%, Investment Grade Corp Bonds 1%, Derivatives 1%74%
  • Exchange Traded Equities74%
  • Cash & Cash Equivalents10%
  • Public Funds/Mutual Funds7%
  • US Government Bonds4%
  • Other2%

Owners & executives

2 of 2
  • Charles (chad) Atkins

    Charles (chad) Atkins

    President and CEOCRD 4808551

  • Gregg Powers

    CEO & PresidentCRD 1741585

Contacts

3 of 7
  • Jeffrey Fortier

    Jeffrey Fortier

    Managing DirectorCRD 3110593

  • Nicholas Schultz

    Nicholas Schultz

    Client ServicesCRD 7968310

  • Steven Tarr

    Vice President of TradingCRD 4008924

Unlock 4 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 59

Active vs passive

$94.2M in ETFs

Passive

84%

$78.7M

Active

7%

$15.4M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$7.5M10,0117.94%
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Location

Primary office

Naples, FL

Collier

Location

Naples, FL

Headquartered in Naples, FL, anchoring the Cape Coral-Fort Myers-Naples, FL metro in the South.

Metro area
Cape Coral-Fort Myers-Naples, FL
Region
South
County
Collier
Address
8889 Pelican Bay Blvd
Time zone
ET (UTC-5)
Office locations

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