Capital Wealth Investments
Firm details
- Headquarters
- Scranton, Pennsylvania
- CRD number
- 311698
- Registered since
- December 18, 2020
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI75.67%
- Individuals24.33%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting
Firm profile
FINTRXOverview
Capital Wealth Investments is an independent registered investment adviser that serves individual and family clients with fee-based financial planning and portfolio management. The firm is SEC-registered (since 2020) and operates as a corporation owned by an individual. Its advisory services include financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and pension consulting. Fee arrangements combine percentage-of-AUM and fixed-fee engagements. The firm reports no active ESG investing program and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities58%
- Public Funds/Mutual Funds24%
- Cash & Cash Equivalents10%
- State & Local Bonds3%
- Investment Grade Corp Bonds3%
Contacts
2 of 2
Tracy Zullo
PrincipalCRD 4293982
Sandra Galdieri Kosiba
Registered RepresentativeCRD 1651500
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 67Active vs passive
$154M in ETFs
98%
$151M
1%
$3.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK) | State Street | Passive | Technology | $12.5M | 64,005 | 8.14% |
Location
Scranton, PA
Lackawanna
Location
Scranton, PA
Headquartered in Scranton, PA, in the Northeast of the United States.
- Region
- Northeast
- County
- Lackawanna
- Address
- 132 Adams Ave
- Time zone
- ET (UTC-5)
- Office locations
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