ALLIANCE WEALTH ADVISORS, LLC

RIASEC RegisteredEst. 2017
Total AUM
$601M
Discretionary
$525M
87% of AUM
Avg account
$888K
Accounts
677
Employees
8
Advisory reps
6

Firm details

Headquarters
SCRANTON, Pennsylvania
CRD number
288394
Registered since
June 6, 2017
Custodians
RAYMOND JAMES & ASSOCIATES, INC., CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees, Commissions
Client types
  • HNWI46.73%
  • Individuals35.06%
  • Pension & Profit Sharing Plans13.44%
  • Corporations / Businesses4.77%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Alliance Wealth Advisors, LLC is an independent registered investment adviser organized as an LLC and first registered with the SEC in 2017. The firm is individually owned and serves both individual/family clients and institutional clients. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting services, plus client education through newsletters and seminars. Alliance also operates as an insurance broker and charges clients through a mix of percentage-of-AUM fees, fixed fees and commission-based arrangements. The firm is not identified as an active ESG investor and is not structured as a multi-state adviser or a capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 72%, Exchange Traded Equities 18%, Cash & Cash Equivalents 8%, US Government Bonds 1%, Derivatives 1%72%
  • Public Funds/Mutual Funds72%
  • Exchange Traded Equities18%
  • Cash & Cash Equivalents8%
  • US Government Bonds1%
  • Derivatives1%

Contacts

3 of 6
  • DOUGLAS HOLCOMB

    Senior Vice PresidentCRD 1529587

  • Sean Dempsey

    Relationship AssociateCRD 7390496

  • MICHAEL CORDARO

    Vice PresidentCRD 6573164

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

ETF holdings

1 of 44

Active vs passive

$130M in ETFs

Passive

67%

$86.7M

Active

34%

$43.7M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE DIVIDEND GROWTH ETF (DGRO)BlackRockPassiveLarge Value$27.3M389,61520.98%

Location

Primary office

SCRANTON, PA

LACKAWANNA

Location

SCRANTON, PA

Headquartered in SCRANTON, PA, in the Northeast of the United States.

Region
Northeast
County
LACKAWANNA
Address
538 Biden St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth