Capital Dynamics Broker Dealer LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
14
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
148780
Registered since
August 14, 2009

Firm profile

FINTRX

Overview

Capital Dynamics Broker Dealer LLC is organized as a limited liability company that operates under a broker-dealer style name. Public profile fields identify the ownership as a mix of a domestic entity and individuals and classify the firm as unclassified for the purposes of the snapshot data. The firm is not listed as a capital allocator and is not flagged as an active ESG investor, a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. Key public fields that typically describe client segments, fee schedules, business lines and advisory activities are not populated in the available snapshot. The absence of those disclosures limits visibility into the firm’s target clients and how it delivers services; the broker-dealer naming convention, however, points toward transactional and distribution activities rather than a primary focus on discretionary advisory management.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Hina Ahmad

    Hina Ahmad

    Chief Operating OfficerCRD 6298422

  • Martin Hahn

    Martin Hahn

    CEOCRD 6029553

  • Patrick Harris

    Chief Compliance OfficerCRD 5748909

Contacts

3 of 11
  • Simonne Cepollina

    Simonne Cepollina

    Registered RepresentativeCRD 6856919

  • Monique Romero

    Monique Romero

    FinOpCRD 6712654

  • Reid Conway

    Reid Conway

    Senior DirectorCRD 3117559

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
444 Madison Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth