Caerus Investment Advisors, LLC

RIASEC RegisteredEst. 2017

Total AUM

$117M

Discretionary

$24.5M

21% of AUM

Avg account

$2.2M

Accounts

Employees

Advisory reps

Firm details

Headquarters: ,
CRD number: 171716
Registered since: April 13, 2017
Website: www.caerusadvisor.com
Custodians: TRADE-PMR INC.
Fee structure: Percentage of AUM
Client types: Pooled Investment Vehicles79.1%
HNWI20.9%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

Caerus Investment Advisors, LLC is an independent registered investment adviser that began SEC registration in 2017 and is owned by an individual. The firm serves both individual and family clients as well as institutional clients, charging fees as a percentage of assets under management. Its advisory scope includes financial planning, discretionary and non-discretionary portfolio management for individuals, businesses and pooled investment vehicles, and pension consulting. Caerus is not positioned as an ESG-focused manager. The firm both manages public portfolios and sponsors private funds: its regulatory profile shows advisory responsibility for pooled vehicles and multiple private venture funds. While it does not identify itself as a third-party capital allocator, the presence of sponsored funds indicates active involvement on the private fund side alongside traditional advisory services.