Moffatt Financial Strategies

RIASEC RegisteredEst. 2026

Total AUM

$117M

Discretionary

$116M

99% of AUM

Avg account

$647K

Accounts

181

Employees

Advisory reps

Firm details

Headquarters: FORT WORTH, Texas
CRD number: 335975
Registered since: March 4, 2026
Website: moffattfinancialstrategies.com
Custodians: CHARLES SCHWAB & CO., INC., LPL FINANCIAL LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI59.22%
Individuals40.08%
Pension & Profit Sharing Plans0.7%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Moffatt Financial Strategies is an independent registered investment adviser organized as an LLC and registered with the SEC in 2026. The firm is individually owned and positions itself as a capital allocator for both individual and family clients as well as institutional accounts. Its advisory services emphasize financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection of third‑party advisers. The firm charges clients through a mix of percentage‑of‑AUM, hourly, and fixed fees. It reports industry relationships that include another investment adviser and an insurance company. Moffatt does not identify as an active ESG investor.