Bulldog Investors, LLP
Firm details
- Headquarters
- Saddle Brook, New Jersey
- CRD number
- 151585
- Registered since
- September 23, 2009
- Website
- bulldoginvestors.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Investment Companies86.53%
- HNWI5.74%
- Individuals5.01%
- Other1.31%
- Corporations / Businesses0.86%
- Services
- Portfolio Management for IndividualsPortfolio Management for Investment Companies
Firm profile
FINTRXOverview
Bulldog Investors, LLP is an SEC-registered limited liability partnership that provides portfolio management to both individual/family clients and institutional investors. Registered in 2009, the firm operates as an institutional registered investment adviser with an owner-classified as an individual. Compensation is a mix of asset-based fees and performance-linked fees, and advisory services explicitly include portfolio management for individuals/small businesses and for investment companies. Bulldog does not identify as an active ESG investor, is not a multi-state adviser, and does not operate as a pension consultant. Industry affiliations listed include other investment adviser relationships and a law firm.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities84%
- Cash & Cash Equivalents11%
- Public Funds/Mutual Funds5%
Owners & executives
1 of 1
Stephanie Darling
Chief Compliance Officer & General CounselCRD 6039539
Contacts
3 of 3
Phillip Goldstein
Managing MemberCRD 5711842
Andrew Dakos
Managing MemberCRD 4881082
Rajeev Das
Portfolio Manager, Head of TradingCRD 2265104
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1Active vs passive
$5.8M in ETFs
0%
$0
0%
$5.8M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| BLUEROCK PRIVATE REAL ESTATE FUND (BPRE) | $5.8M | 445,794 | 100.00% |
Location
Saddle Brook, NJ
Bergen
Location
Saddle Brook, NJ
Headquartered in Saddle Brook, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- Bergen
- Address
- 250 Pehle Ave
- Time zone
- ET (UTC-5)
- Office locations
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