DUMONT & BLAKE INVESTMENT ADVISORS LLC

RIASEC RegisteredEst. 1999
Total AUM
$562M
Discretionary
$544M
97% of AUM
Avg account
$655K
Accounts
858
Employees
8
Advisory reps
4

Firm details

Headquarters
PRINCETON, New Jersey
CRD number
109318
Registered since
September 3, 1999
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI82.41%
  • Individuals15.18%
  • Charitable Organizations1.64%
  • Corporations / Businesses0.78%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Dumont & Blake Investment Advisors LLC is an SEC-registered investment adviser organized as an LLC and operating since 1999. The firm serves individual and family clients as well as institutional clients and offers portfolio management services geared toward individuals and small businesses. Its billing model includes both a percentage-of-assets-under-management fee and fixed fees. The firm is not identified as an active ESG investor and is not listed as a multi-state adviser; ownership is recorded as individual.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 77%, US Government Bonds 10%, Cash & Cash Equivalents 8%, State & Local Bonds 2%, Investment Grade Corp Bonds 2%77%
  • Exchange Traded Equities77%
  • US Government Bonds10%
  • Cash & Cash Equivalents8%
  • State & Local Bonds2%
  • Investment Grade Corp Bonds2%

Contacts

3 of 4

  • ADAM GOLDBERG

    Managing DirectorCRD 2297803

  • MORLEY GOLDBERG

    PresidentCRD 223993

  • JASON RAPP

    Head of Equity Portfolio ManagementCRD 2627584

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 74

Active vs passive

$264M in ETFs

Passive

96%

$254M

Active

2%

$10.6M

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$35.4M54,37713.39%
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Location

Primary office

PRINCETON, NJ

MERCER

Location

PRINCETON, NJ

Headquartered in PRINCETON, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
MERCER
Address
731 Alexander Rd
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth