Dumont & Blake Investment Advisors LLC

RIASEC Registered

Total AUM

$562M

Discretionary

$544M

97% of AUM

Avg account

$655K

Accounts

858

Employees

8

Advisory reps

3

Firm details

Headquarters: Princeton, New Jersey
CRD number: 109318
Registered since: September 3, 1999
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI82.41%
Individuals15.18%
Charitable Organizations1.64%
Corporations / Businesses0.78%
Services: Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Dumont & Blake Investment Advisors LLC is an independent, individual-owned RIA that provides portfolio management primarily for individuals, families and small businesses. The firm is registered with the SEC (registered in 1999) and charges clients through a mix of percentage-of-AUM and fixed fees. Its stated client base includes both individual & family clients and institutional relationships. Dumont & Blake does not identify as an active ESG investor, is not a pension consultant, and is not presented as a multi-state or newly formed adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Exchange Traded Equities77%
US Government Bonds10%
Cash & Cash Equivalents8%
State & Local Bonds2%
Investment Grade Corp Bonds2%

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 65

Active vs passive

$252M in ETFs

Passive

97%

$245M

Active

0%

$6.8M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
SPDR S&P 500 ETF TRUST (SPY)	State Street	Passive	Large Blend	$40.8M	53,442	16.20%

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Primary office

Princeton, NJ

Mercer

Location

Princeton, NJ

Headquartered in Princeton, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: Mercer
Address: 731 Alexander Rd
Time zone: ET (UTC-5)
Office locations

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