NOVI WEALTH PARTNERS

RIASEC RegisteredEst. 2013
Total AUM
$613M
Discretionary
$610M
100% of AUM
Avg account
$612K
Accounts
1,001
Employees
11
Advisory reps
7

Firm details

Headquarters
PRINCETON, New Jersey
CRD number
166539
Registered since
January 1, 2013
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI89.72%
  • Individuals9.89%
  • Pension & Profit Sharing Plans0.38%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Novi Wealth Partners is an independent registered investment adviser organized as an LLC and active since its 2013 SEC registration. The firm operates as a capital allocator serving both individual/family and institutional clients, and its ownership is held by an individual. Fee arrangements include asset-based fees alongside hourly and fixed-fee engagements. Advisory services explicitly include financial planning, portfolio management for individuals, small businesses and institutional clients, pension consulting services, and selection of other advisers. The firm does not identify as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 53%, Public Funds/Mutual Funds 40%, Cash & Cash Equivalents 4%, State & Local Bonds 2%, Investment Grade Corp Bonds 1%53%
  • Exchange Traded Equities53%
  • Public Funds/Mutual Funds40%
  • Cash & Cash Equivalents4%
  • State & Local Bonds2%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • RYAN VOGEL

    Chief Planning OfficerCRD 4687524

Contacts

3 of 6
  • Anthony Schaub

    Associate Wealth AdvisorCRD 7405636

  • Brenden Leese

    Wealth ManagerCRD 7291337

  • DANIEL SATZ

    Wealth ManagerCRD 5420533

Unlock 3 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 169

Active vs passive

$346M in ETFs

Passive

28%

$95.9M

Active

72%

$250M

ETFProviderStyleCategoryValueShares% of portfolio
DIMENSIONAL US CORE EQUITY 2 ETF (DFAC)DimensionalActiveLarge Blend$36.3M933,14710.47%

Location

Primary office

PRINCETON, NJ

MERCER

Location

PRINCETON, NJ

Headquartered in PRINCETON, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
MERCER
Address
512 Executive Dr
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth