BROOKFIELD PRIVATE WEALTH LLC

Broker-DealerFINRA MemberEst. 2021
Total AUM
Advisory reps
84
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
313390
Registered since
September 23, 2021

Firm profile

FINTRX

Overview

Brookfield Private Wealth LLC is a limited liability company that registered with the SEC in 2021. Public records for the firm are sparse: its classification is listed as unclassified and ownership is indicated as a combination of a domestic entity and an individual. The firm does not identify itself as a capital allocator and is not marked as an active ESG investor. Several standard adviser roles are not indicated — it is not flagged as a multi-state adviser, a pension consultant, or as having a related adviser relationship. Brookfield Private Wealth does not disclose its advisory services, fee structure, or the types of clients it serves in the available dataset, so its service model and client positioning cannot be described from the provided information.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • DAVID LEVI

    CEO & Managing PartnerCRD 2387908

  • WENDY KONG

    Chief Compliance OfficerCRD 2653550

Contacts

3 of 82
  • LAUREN WATSON

    Vice PresidentCRD 6494947

  • Danielle Glickman

    Assistant Vice PresidentCRD 7596053

  • Isabella Legaspi

    AssociateCRD 7384331

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
Brookfield Place Liberty St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth