Brooker Wealth Management
Firm details
- Headquarters
- Oakland, California
- CRD number
- 105437
- Registered since
- July 15, 1983
- Website
- www.brooker-cpa.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI65.93%
- Pension & Profit Sharing Plans25.69%
- Individuals8.38%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Brooker Wealth Management is an independent, individually owned registered investment adviser organized as a corporation and SEC-registered since 1983. The firm serves both individual and family clients and institutional clients, offering financial planning and portfolio management for individuals and small businesses. Its business profile includes accounting services in addition to advisory work. Fee arrangements are a mix of percentage-of-AUM billing and hourly charges. The firm does not act as a capital allocator on behalf of outside managers, and it is not positioned as an ESG-focused advisor. Its filings also indicate an industry affiliation as a pension consultant.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds85%
- Cash & Cash Equivalents10%
- Exchange Traded Equities3%
- US Government Bonds1%
- State & Local Bonds1%
Contacts
3 of 6
Andrew Nevin
FounderCRD 3177326
Samson Chan
FounderCRD 3095348
Scott Kelley
FounderCRD 2143826
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 70Active vs passive
$91.4M in ETFs
57%
$52.2M
41%
$39.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $8.8M | 12,806 | 9.62% |
Location
Oakland, CA
Alameda
Location
Oakland, CA
Headquartered in Oakland, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Alameda
- Address
- 7677 Oakport St
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
Candide Group
RIAOakland, CA
Contango Wealth Management LLC
RIAOakland, CA
AK Global Asset Management, LLC
RIAOakland, CA
Infinity Financial Services Advisory
RIAOakland, CA
Ella Financial Advising
RIAOakland, CA
Falcon Bridge Capital
RIAOakland, CA