Brooker Wealth Management
Firm details
- Headquarters
- Oakland, California
- CRD number
- 105437
- Registered since
- July 15, 1983
- Website
- www.brooker-cpa.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges
- Client types
- HNWI65.93%
- Pension & Profit Sharing Plans25.69%
- Individuals8.38%
- Services
- Financial PlanningPortfolio Management for Individuals
Firm profile
FINTRXOverview
Brooker Wealth Management is an independent, SEC-registered registered investment adviser organized as a corporation and operating since 1983. The firm serves both individual and family clients as well as institutional accounts, with a focus on financial planning and discretionary portfolio management for individuals and small businesses. It bills on a percentage-of-AUM basis and also uses hourly charges for certain services. Brooker identifies as an accountant-led practice and is not positioned as a capital allocator or an ESG-active manager.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds85%
- Cash & Cash Equivalents10%
- Exchange Traded Equities3%
- US Government Bonds1%
- State & Local Bonds1%
Contacts
3 of 5
Samson Chan
FounderCRD 3095348
Andrew Nevin
FounderCRD 3177326
Scott Kelley
FounderCRD 2143826
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 70Active vs passive
$91.4M in ETFs
57%
$52.2M
41%
$39.2M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $8.8M | 12,806 | 9.62% |
Location
Oakland, CA
Alameda
Location
Oakland, CA
Headquartered in Oakland, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Alameda
- Address
- 7677 Oakport St
- Time zone
- PT (UTC-8)
- Office locations
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