AK Global Asset Management, LLC
Firm details
- Headquarters
- Oakland, California
- CRD number
- 137530
- Registered since
- November 17, 2025
- Website
- www.akglobalusa.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM
- Client types
- HNWI77.63%
- Corporations / Businesses21.81%
- Individuals0.56%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
AK Global Asset Management, LLC is an independent registered investment adviser organized as an LLC and SEC-registered in 2025. The firm is privately owned by an individual and focuses on fee-based portfolio management for individual and family clients and small businesses. Its stated business model charges a percentage of assets under management and it does not identify as an ESG-focused adviser, a capital allocator, or a multi-state adviser. AK Global’s stated investment preference is equities, and its operating profile centers on direct portfolio management rather than allocating capital to a broad manager platform. Advisory activity is framed around discretionary portfolio management for individuals and small business clients.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities93%
- Public Funds/Mutual Funds5%
- Cash & Cash Equivalents2%
Owners & executives
2 of 2
Antonio Kwok
Founder, President & Chief Investment OfficerCRD 4280947
Antonio Kwan
Co-Founder & Vice President Chief Operating OfficerCRD 4288438
Contacts
1 of 1Cecilia Kwok
MemberCRD 5137685
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 6Active vs passive
$9.5M in ETFs
94%
$8.9M
6%
$611K
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES MSCI EMERGING MARKETS ETF (EEM) | BlackRock | Passive | Diversified Emerging Mkts | $3.2M | 29,350 | 33.54% |
Location
Oakland, CA
Alameda
Location
Oakland, CA
Headquartered in Oakland, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Alameda
- Address
- 1300 Clay St
- Time zone
- PT (UTC-8)
- Office locations
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