Broadhaven Securities LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
37
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
157804
Registered since
November 1, 2011

Firm profile

FINTRX

Overview

Broadhaven Securities LLC is organized as a limited liability company and is classified in the source data as an investment bank. The firm is SEC-registered (registration year listed as 2011) and appears to be privately held with ownership described as a mix of a domestic entity and an individual. The profile supplied does not list traditional advisory or asset-management activities; the data explicitly indicates Broadhaven is not a capital allocator and is not categorized as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The source does not provide detail on business lines beyond the investment-bank classification, so there is no documented information about underwriting, brokerage, or specific advisory services in the record provided.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Meghan Lockwood

    Meghan Lockwood

    Partner and Chief Operating OfficerCRD 4474368

Contacts

3 of 36
  • Kirk Wilson

    Kirk Wilson

    PartnerCRD 2048416

  • Ryan Fernandes

    Ryan Fernandes

    Managing DirectorCRD 5960498

  • Conor Nelson

    Conor Nelson

    Managing DirectorCRD 4412262

Unlock 33 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
155 N Wacker Dr
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth