Broadhaven Securities LLC
Firm details
- Headquarters
- Chicago, Illinois
- CRD number
- 157804
- Registered since
- November 1, 2011
- Website
- www.broadhaven.com
Firm profile
FINTRXOverview
Broadhaven Securities LLC is organized as a limited liability company and has been SEC-registered since 2011. FINTRX classifies the firm as an investment bank rather than an advisory capital allocator. The ownership structure is listed as a domestic entity and individual ownership. The firm does not identify as an active ESG investor, is not a multi-state adviser, and is not positioned as a pension consultant or related adviser in the provided record. The dataset contains no detail on fee schedules, advisory product lines, or specific business activities, so the public profile is limited to regulatory classification and a handful of operational attributes.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Meghan Lockwood
Partner and Chief Operating OfficerCRD 4474368
Contacts
3 of 36
Gregory Phillips
Co-Founder & PartnerCRD 3269223
John Simpson
PartnerCRD 2020859
Michael Deleray
PartnerCRD 2029704
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Chicago, IL
Cook
Location
Chicago, IL
Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.
- Metro area
- Chicago-Naperville, IL-IN-WI
- Region
- Midwest
- County
- Cook
- Address
- 155 N Wacker Dr
- Time zone
- CT (UTC-6)
- Office locations
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