Archipelago Securities L.L.C.

Broker-DealerFINRA MemberEst. 2000
Total AUM
—
Advisory reps
35
Avg account
$0

Firm details

Headquarters
Chicago, Illinois
CRD number
102500
Registered since
March 24, 2000

Firm profile

FINTRX

Overview

Archipelago Securities L.L.C. is organized as a limited liability company and has been SEC-registered since 2000. Public filings identify its ownership as a combination of a domestic entity and an individual. The firm’s regulatory classification is listed as unclassified and it has not positioned itself as a capital allocator or as an active ESG investor. Available records show it is not registered as a multi-state adviser, was not recently formed, and does not describe itself as a pension consultant or as a related adviser to another registered manager. Disclosure about the firm’s advisory business model, client types, fee schedules, and day-to-day activities is minimal in the source material; there are no stated investment mandates, sector preferences, or manager-allocation themes documented.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • John Knight

    John Knight

    Chief Compliance OfficerCRD 5187603

Contacts

3 of 34
  • Patrick Luongo

    Patrick Luongo

    Senior Vice PresidentCRD 2367350

  • Bruce Hurley

    Bruce Hurley

    Senior AnalystCRD 1978771

  • Brian Sowell

    Trade Desk AssociateCRD 2190599

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Chicago, IL

Cook

Location

Chicago, IL

Headquartered in Chicago, IL, anchoring the Chicago-Naperville, IL-IN-WI metro in the Midwest.

Metro area
Chicago-Naperville, IL-IN-WI
Region
Midwest
County
Cook
Address
353 N Clark St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth