BNY Mellon Capital Markets, LLC

Broker-DealerFINRA MemberEst. 1986
Total AUM
Advisory reps
179
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
17454
Registered since
May 29, 1986

Firm profile

FINTRX

Overview

BNY Mellon Capital Markets, LLC is organized as a limited liability company and is classified in the FINTRX snapshot as an investment bank. The entity has been SEC-registered since 1986. The dataset identifies the owner type as a domestic entity/individual and flags the firm as not serving as a capital allocator. It is also listed as not being an active ESG investor, not a multi-state adviser, not newly formed, not a pension consultant and not a related adviser. The profile data contains no firm-supplied descriptions of business lines, client types or advisory activities, so the available public information is limited to regulatory classification and registration attributes rather than a detailed statement of services or client segments.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Sindy Aprigliano

    COOCRD 3215411

  • STEPHEN DUFFANY

    Chief Financial OfficerCRD 2535640

  • Carolyn Weinberg

    Chief Innovation OfficerCRD 4680872

Contacts

3 of 176
  • John Matsikoudis

    Vice PresidentCRD 6842151

  • Matthew DiVietro

    Senior AssociateCRD 7176730

  • PATRICK BOYER

    DirectorCRD 4707928

Unlock 173 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 311

Active vs passive

$17.7B in ETFs

Passive

99%

$17.5B

Active

1%

$213M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$3.4B7,385,36418.92%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, in the Northeast of the United States.

Region
Northeast
County
NEW YORK
Address
240 Greenwich St
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth