BNY Mellon Capital Markets, LLC

Broker-DealerFINRA MemberEst. 1986

Total AUM

—

Advisory reps

182

Avg account

$0

Firm details

Headquarters: New York, New York
CRD number: 17454
Registered since: May 29, 1986
Website: www.bny.com

Firm profile

FINTRX

Overview

BNY Mellon Capital Markets, LLC is organized as a limited liability company and is classified in the FINTRX data as an investment bank. The firm has been SEC-registered since 1986. FINTRX flags the entity as not acting as a capital allocator and not operating as a multi-state registered investment adviser; it is also not identified as an active ESG investor, pension consultant, related adviser, or newly formed adviser in the dataset.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

3 of 4

Stephen Duffany
Chief Financial OfficerCRD 2535640
Eric David
COOCRD 3132045
Sindy Aprigliano
COOCRD 3215411

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Contacts

3 of 178

Brian Escobedo
Senior Vice PresidentCRD 5147695
Bryan Evans
Vice PresidentCRD 4171021
Sergio Bordenabe
Vice President, Fixed IncomeCRD 1786060

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 311

Active vs passive

$17.7B in ETFs

Passive

99%

$17.5B

Active

1%

$213M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES CORE S&P 500 ETF (IVV)	BlackRock	Passive	Large Blend	$3.4B	7,385,364	18.92%

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Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: New York
Address: 240 Greenwich St
Time zone: ET (UTC-5)
Office locations

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