Black Oak Securities, Inc.

Broker-DealerFINRA MemberEst. 1992
Total AUM
Advisory reps
13
Avg account
$0

Firm details

Headquarters
Pawnee, Illinois
CRD number
30889
Registered since
October 21, 1992

Firm profile

FINTRX

Overview

Black Oak Securities, Inc. is an SEC-registered corporate entity first registered in 1992. The firm is privately owned by an individual and is listed in FINTRX as "Unclassified" for its firm type. The snapshot indicates the firm does not identify itself as a capital allocator, an active ESG investor, a multistate adviser, a newly formed adviser, a pension consultant, or a related adviser. FINTRX does not provide descriptions of the firm's business lines, advisory activities, or client base in its profile, and the firm has not supplied additional detail about activities or affiliations in the available data.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Dwan Gross

    President, Chief Compliance OfficerCRD 5985005

Contacts

3 of 12
  • James Rindfleisch

    Owner/sole ProprietorCRD 1068257

  • A. Mavis

    PrincipalCRD 1123988

  • Eric Stark

    Registered RepresentativeCRD 1450410

Unlock 9 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Pawnee, IL

Sangamon

Location

Pawnee, IL

Headquartered in Pawnee, IL, anchoring the Springfield-Jacksonville-Lincoln, IL metro in the Midwest.

Metro area
Springfield-Jacksonville-Lincoln, IL
Region
Midwest
County
Sangamon
Address
707 Carroll St
Time zone
CT (UTC-6)
Office locations

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