Black Oak Securities, Inc.

Broker-DealerFINRA MemberEst. 1992
Total AUM
Advisory reps
13
Avg account
$0

Firm details

Headquarters
Pawnee, Illinois
CRD number
30889
Registered since
October 21, 1992

Firm profile

FINTRX

Overview

Black Oak Securities, Inc. is organized as a corporation and has been SEC-registered since 1992. FINTRX classifies the firm as unclassified and identifies it as individually owned. The dataset indicates the firm does not act as a capital allocator, does not self-identify as an active ESG investor, and is not registered as a multi-state adviser. It also does not list pension consulting services or related-adviser relationships. The firm has not provided detail about its advisory activities, investment orientation, or client segments in the available record.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Dwan Gross

    President, Chief Compliance OfficerCRD 5985005

Contacts

3 of 12
  • Bradley Pyles

    Bradley Pyles

    Registered RepresentativeCRD 4406983

  • Steven Harsh

    Steven Harsh

    Registered RepresentativeCRD 1652439

  • Richard Smith

    Richard Smith

    Registered RepresentativeCRD 2329230

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Pawnee, IL

Sangamon

Location

Pawnee, IL

Headquartered in Pawnee, IL, anchoring the Springfield-Jacksonville-Lincoln, IL metro in the Midwest.

Metro area
Springfield-Jacksonville-Lincoln, IL
Region
Midwest
County
Sangamon
Address
707 Carroll St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth