BLACK OAK SECURITIES, INC.

Broker-DealerFINRA MemberEst. 1992
Total AUM
Advisory reps
13
Avg account
$0

Firm details

Headquarters
PAWNEE, Illinois
CRD number
30889
Registered since
October 21, 1992

Firm profile

FINTRX

Overview

Black Oak Securities, Inc. is organized as a corporation and first registered with the SEC in 1992. Ownership is listed as individual rather than a parent company or aggregator, and the firm is classified in the source data as "Unclassified." The FINTRX profile flags the firm as not functioning as a capital allocator and not active on ESG investing. It is not recorded as a multi-state adviser, not newly formed, and not identified as a pension consultant or related adviser. Public disclosures captured in FINTRX provide limited detail on the firm's client mix, fee schedule, core business activities and advisory offerings. That lack of detail makes the firm's target client segments and primary service lines difficult to characterize from the available snapshot.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • DWAN GROSS

    President, Chief Compliance OfficerCRD 5985005

Contacts

3 of 12
  • BRADLEY PYLES

    Registered RepresentativeCRD 4406983

  • STEVEN HARSH

    Registered RepresentativeCRD 1652439

  • RICHARD SMITH

    Registered RepresentativeCRD 2329230

Unlock 9 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

PAWNEE, IL

SANGAMON

Location

PAWNEE, IL

Headquartered in PAWNEE, IL, anchoring the Springfield-Jacksonville-Lincoln, IL metro in the Midwest.

Metro area
Springfield-Jacksonville-Lincoln, IL
Region
Midwest
County
SANGAMON
Address
707 Carroll St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth