Black Oak Securities, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
13
Avg account
$0

Firm details

Headquarters
Pawnee, Illinois
CRD number
30889
Registered since
October 21, 1992

Firm profile

FINTRX

Overview

Black Oak Securities, Inc. is organized as a corporation with individual ownership and is recorded in public datasets with an "Unclassified" business classification. Available records are sparse: the firm is not identified as a capital allocator, is not flagged as an active ESG investor, and is not listed as a multi-state adviser, pension consultant, or related adviser. The firm has not disclosed standard descriptive elements such as its client segments, fee model, or specific advisory activities, which limits outside assessment of its target clients and investment approach. The firm's public profile contains minimal operational detail and does not include asset, account, or holdings information. That lack of reporting makes it difficult to characterize investment strategy, product mix, or client-service model from the supplied data alone.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Dwan Gross

    President, Chief Compliance OfficerCRD 5985005

Contacts

3 of 12
  • James Rindfleisch

    Owner/sole ProprietorCRD 1068257

  • A. Mavis

    PrincipalCRD 1123988

  • Eric Stark

    Registered RepresentativeCRD 1450410

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Pawnee, IL

Sangamon

Location

Pawnee, IL

Headquartered in Pawnee, IL, anchoring the Springfield-Jacksonville-Lincoln, IL metro in the Midwest.

Metro area
Springfield-Jacksonville-Lincoln, IL
Region
Midwest
County
Sangamon
Address
707 Carroll St
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth