BGC Financial, L.P.

Broker-DealerFINRA MemberEst. 1988
Total AUM
Advisory reps
263
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
19801
Registered since
January 5, 1988

Firm profile

FINTRX

Overview

BGC Financial, L.P. is organized as a partnership and has been SEC-registered since 1988. Public data characterizes the owner type as a domestic entity and individual, and classifies the firm as unclassified under the snapshot provided. The firm is not identified as a capital allocator and the snapshot flags it is not an active ESG investor. The filing does not include narrative detail about the firm’s advisory or business activities.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 15
  • Mark Rinaldo

    Chief Operating OfficerCRD 4824739

  • William Shields

    William Shields

    Chief Compliance OfficerCRD 2380166

  • Jean Aubin

    Jean Aubin

    Co-Chief ExecutiveCRD 5596046

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Contacts

3 of 248
  • Denton Sy

    Denton Sy

    Senior Vice PresidentCRD 5097825

  • Christopher O'leary

    Bond BrokerCRD 2770997

  • Robert Falk

    BrokerCRD 2493554

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
55 Water St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth