BERNARD L. MADOFF INVESTMENT SECURITIES LLC

Overview

Bernard L. Madoff Investment Securities LLC is organized as a limited liability company operating primarily as a broker‑dealer while also reporting portfolio management services for both individuals/small businesses and for businesses or institutions. The firm is listed with an individual owner, Bernard L. Madoff, and shows SEC registration beginning in 2006. It reports a commissions-based fee model, a fully discretionary advisory posture for reported assets, and no active ESG program. Classification and primary asset preferences are not disclosed in filings. The regulatory footprint described emphasizes brokerage activity alongside discretionary portfolio management rather than a capital‑allocating or multi‑state advisory enterprise. That combination — broker‑dealer functions with discretionary advisory mandates and commission fees — suggests the firm’s revenue model centers on transactional business and managed account relationships rather than fee‑only investment advisory platforms.

Assets & Accounts

Location & Offices