ALLEN INVESTMENT MANAGEMENT, LLC

RIASEC RegisteredEst. 2003

Total AUM

$16.9B

Discretionary

$14.1B

83% of AUM

Avg account

$20.1M

Accounts

840

Employees

Advisory reps

Firm details

Headquarters: New York, New York
CRD number: 124454
Registered since: April 11, 2003
Website: www.allen.com
Custodians: NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC., PERSHING LLC, J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI99.71%
Pooled Investment Vehicles0.29%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Allen Investment Management, LLC is an SEC-registered investment adviser organized as an LLC and operating since 2003. The firm is structured as a hedge-fund manager that serves both individual/family clients and institutional investors. Its advisory activities include portfolio management for individuals and small businesses, management of pooled investment vehicles and selection of sub‑advisers. Allen charges a mix of percentage-of-AUM fees, fixed fees and performance-based fees. It does not identify as an active ESG investor and is not designated as a multi-state adviser. The firm also has operational roles beyond pure advisory work: it participates as a broker-dealer sponsor in pooled vehicles and can act as a general partner/managing member for investment vehicles it sponsors.