Allen Investment Management, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 124454
- Registered since
- April 11, 2003
- Website
- www.allen.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC., PERSHING LLC, J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- HNWI99.71%
- Pooled Investment Vehicles0.29%
- Services
- Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers
Firm profile
FINTRXOverview
Allen Investment Management, LLC is a hedge fund–structured investment adviser registered with the SEC in 2003. The firm serves both high-net-worth individuals and family clients as well as institutional investors. Its advisory work includes portfolio management for individuals and pooled investment vehicles and the selection of other advisers; in addition, the firm acts in sponsor and general partner roles for pooled vehicles. Fee arrangements include a mix of AUM-based percentages, fixed fees, and performance-based fees. Allen reports it is not an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities67%
- US Government Bonds15%
- Other10%
- Private Funds5%
- Public Funds/Mutual Funds3%
Owners & executives
FINTRXContacts
FINTRXWealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 96Active vs passive
$3.3B in ETFs
97%
$3.2B
0%
$91.7M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ALERIAN MLP ETF (AMLP) | Passive | Energy Limited Partnership | $254M | 4,904,023 | 7.77% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 711 Fifth Ave
- Time zone
- ET (UTC-5)
- Office locations
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