BERKERY NOYES SECURITIES, LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
155918
Registered since
November 16, 2011

Firm profile

FINTRX

Overview

Berkery Noyes Securities, LLC is organized as a limited liability company and is registered with the SEC since 2011. The firm is classified as an investment bank rather than an asset manager or capital allocator; the snapshot explicitly indicates it does not serve as a capital allocator. Ownership is listed as a combination of a domestic entity and an individual. The firm is not identified as an active ESG investor, not a multi-state adviser, not a pension consultant, and is not described as a related adviser or a newly formed adviser. The available profile does not enumerate specific business or advisory activities, nor does it provide a fee structure or client segmentation. That absence suggests the entity operates primarily in advisory or investment-banking roles rather than as a traditional private-wealth RIA that manages retail client portfolios.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 11
  • David Dubbin

    Investment BankerCRD 7816701

  • SPENCER DIGGINS

    Vice PresidentCRD 6988875

  • Kevin Arsenault

    Vice PresidentCRD 7014095

Unlock 8 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
250 Park Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth