Berkery Noyes Securities, LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
155918
Registered since
November 16, 2011

Firm profile

FINTRX

Overview

Berkery Noyes Securities, LLC is organized as a limited liability company and is registered with the SEC since 2011. Public data classifies the firm as an investment bank rather than a discretionary asset manager or capital allocator. Owner information is listed as a mix of a domestic entity and an individual. The firm is not identified as an active ESG investor, a multi-state adviser, a pension consultant, or a related adviser. The absence of listed advisory activities and fee structure in available records, combined with the investment bank classification, indicates the company's primary role is likely transactional and advisory (for example, deal advisory, sell-side or buy-side mandates, or capital markets work) rather than running client investment portfolios.

Assets & Accounts

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 11
  • David Dubbin

    David Dubbin

    Investment BankerCRD 7816701

  • Spencer Diggins

    Spencer Diggins

    Vice PresidentCRD 6988875

  • Kevin Arsenault

    Kevin Arsenault

    Vice PresidentCRD 7014095

Unlock 8 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
104 W 40th St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth