Berger Financial Group
Firm details
- Headquarters
- Plymouth, Minnesota
- CRD number
- 308174
- Registered since
- June 16, 2020
- Website
- www.bergerfinancialgroup.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals70.04%
- HNWI29.37%
- Corporations / Businesses0.38%
- State / Municipal Government0.13%
- Charitable Organizations0.08%
- Services
- Financial PlanningPortfolio Management for IndividualsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Berger Financial Group is an independent registered investment adviser organized as a corporation and registered with the SEC in 2020. The firm serves both individual/family and institutional clients and offers comprehensive advisory services that include financial planning, portfolio management for individuals and small businesses, and educational seminars or workshops. In addition to investment advisory work, Berger Financial Group conducts insurance brokerage and accounting activities. The firm uses a mix of fee arrangements — percentage-of-AUM, hourly charges, and fixed fees — and is not positioned as a capital allocator. Berger Financial Group is not an ESG-focused investor according to the available data.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds65%
- Exchange Traded Equities25%
- Investment Grade Corp Bonds3%
- Cash & Cash Equivalents3%
- US Government Bonds2%
Owners & executives
3 of 4
Nicholas Asmus
Chief Executive OfficerCRD 4658905
Blaine Conklin
Chief Investment OfficerCRD 3096198
Patrick Noll
Chief Financial OfficerCRD 6439490
Contacts
3 of 47Gabriel Chase
Associate Financial AdvisorCRD 7497225
Eric Hansen
Financial AdvisorCRD 7602812
Melissa Piconi
Financial AdvisorCRD 6302523
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 315Active vs passive
$1.5B in ETFs
48%
$738M
47%
$793M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SCHWAB US DIVIDEND EQUITY ETF (SCHD) | Schwab | Passive | Large Value | $102M | 3,205,319 | 6.64% |
Location
Plymouth, MN
Hennepin
Location
Plymouth, MN
Headquartered in Plymouth, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.
- Metro area
- Minneapolis-St. Paul, MN-WI
- Region
- Midwest
- County
- Hennepin
- Address
- 1695 Highway 169 N
- Time zone
- CT (UTC-6)
- Office locations
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