Berenberg Capital Markets LLC

Broker-DealerFINRA MemberEst. 2011
Total AUM
Advisory reps
29
Avg account
$0

Firm details

Headquarters
New York, New York
CRD number
156757
Registered since
November 9, 2011

Firm profile

FINTRX

Overview

Berenberg Capital Markets LLC is recorded as a limited liability company and is classified in FINTRX as an investment bank. The firm has an SEC registration date noted as 2011. Ownership is listed as a mix of a domestic entity and an individual. FINTRX flags it as not operating as a capital allocator and not active on ESG investing. The record also indicates it is not a multi-state adviser, not newly formed, and does not serve as a pension consultant or a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • John Murphy

    John Murphy

    Chief Compliance OfficerCRD 1975663

  • Lars Schwartau

    Lars Schwartau

    Co-CEOCRD 6483384

Contacts

3 of 27
  • Carlos Jimenez

    Carlos Jimenez

    Associate DirectorCRD 2263392

  • Daniel Swarbrick

    Daniel Swarbrick

    Trading OperationsCRD 6547048

  • Peter McQuaid

    Peter McQuaid

    Senior Equity TraderCRD 2441527

Unlock 24 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1251 Avenue Of The Americas
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth