BERENBERG CAPITAL MARKETS LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 156757
- Registered since
- November 9, 2011
- Website
- www.berenberg-us.com
Firm profile
FINTRXOverview
Berenberg Capital Markets LLC is an LLC that has been registered with the SEC since 2011 and is classified as an investment bank. Ownership is listed as a domestic entity and individual. The firm is not identified as a capital allocator and does not report being an active ESG investor. It is not flagged as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser to another registered firm. The snapshot positioning and the lack of advisory-related flags suggest the entity functions on the capital markets/brokerage side rather than operating as a traditional registered investment adviser managing client portfolios.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2JOHN MURPHY
Chief Compliance OfficerCRD 1975663
LARS SCHWARTAU
Co-CEOCRD 6483384
Contacts
3 of 30Carlos Jimenez
Associate DirectorCRD 2263392
Daniel Swarbrick
Trading OperationsCRD 6547048
Peter McQuaid
Senior Equity TraderCRD 2441527
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 1251 Avenue of the Americas
- Time zone
- ET (UTC-5)
- Office locations
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