BEARING POINT CAPITAL

RIASEC RegisteredEst. 2024
Total AUM
$1.1B
Discretionary
$1.1B
100% of AUM
Avg account
$1.2M
Accounts
896
Employees
7
Advisory reps
7

Firm details

Headquarters
RICHFIELD, Minnesota
CRD number
332023
Registered since
August 1, 2024
Custodians
RAYMOND JAMES & ASSOCIATES, INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI90.88%
  • Individuals7.7%
  • Corporations / Businesses1.32%
  • Banking / Thrift Institutions0.11%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Bearing Point Capital is an independent, SEC-registered registered investment adviser that began its SEC registration in 2024 and is organized as an LLC with individual ownership. The firm serves both individual and family clients as well as institutional accounts, acting as a capital allocator that selects third‑party managers in addition to providing in‑house portfolio management and financial planning. Fee arrangements include percentage-of-AUM billing and fixed fees. Bearing Point Capital also operates as an insurance broker and provides manager selection services alongside portfolio management for small businesses and institutions. The firm is not identified as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 52%, State & Local Bonds 17%, Non-Exchange Traded Equities 7%, Public Funds/Mutual Funds 6%, Cash & Cash Equivalents 6%, Investment Grade Corp Bonds 5%, US Government Bonds 4%, Non-Investment Grade Corp Bonds 2%, Private Funds 1%52%
  • Exchange Traded Equities52%
  • State & Local Bonds17%
  • Non-Exchange Traded Equities7%
  • Public Funds/Mutual Funds6%
  • Cash & Cash Equivalents6%

Owners & executives

1 of 1
  • ANDREW WARNING

    Chief Compliance OfficerCRD 3211861

Contacts

3 of 6
  • MARK ROSENKRANZ

    Portfolio ManagerCRD 6113843

  • GREGG HUBERTY

    PartnerCRD 4619936

  • THOMAS HAWLEY

    Partner, Co-FounderCRD 4226875

Unlock 3 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 67

Active vs passive

$161M in ETFs

Passive

99%

$159M

Active

0%

$2.3M

ETFProviderStyleCategoryValueShares% of portfolio
HARTFORD MULTIFACTOR DEVELOPED MARKETS (EX-US) ETF (RODM)PassiveForeign Large Value$16.7M422,74610.34%

Location

Primary office

RICHFIELD, MN

HENNEPIN

Location

RICHFIELD, MN

Headquartered in RICHFIELD, MN, anchoring the Minneapolis-St. Paul, MN-WI metro in the Midwest.

Metro area
Minneapolis-St. Paul, MN-WI
Region
Midwest
County
HENNEPIN
Address
2 Meridian Crossings
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth