ASA Managed Account Managers LLC

RIASEC RegisteredEst. 2012

Total AUM

$1.1B

Discretionary

$1.1B

100% of AUM

Avg account

$4.9M

Accounts

228

Employees

Advisory reps

Firm details

Headquarters: Minneapolis, Minnesota
CRD number: 162855
Registered since: July 5, 2012
Website: www.asallc.com
Custodians: CHARLES SCHWAB & CO., INC., CADENCE BANK, N.A.
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: HNWI57.9%
Investment Companies21.62%
Corporations / Businesses15.82%
Charitable Organizations4.44%
Pooled Investment Vehicles0.22%
Services: Portfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

ASA Managed Account Managers LLC is a privately held investment adviser that has been SEC-registered since 2012 and is owned by an individual. The firm serves both individual & family and institutional clients, providing portfolio management for individuals and small businesses, pooled investment vehicles, and businesses or institutions. Its compensation model includes AUM-based fees alongside fixed and performance-based fee structures. FINTRX flags ASA as not being an active ESG investor and not a multi-state adviser. The firm’s public filing classifies it as focused on managed-account activity rather than as a capital allocator. Advisory activities and industry affiliations indicate involvement as an investment adviser and sponsor and participation as a GP or managing member of pooled vehicles.