GUARDIAN WEALTH STRATEGIES, LLC

RIASEC RegisteredEst. 2016

Total AUM

$1.1B

Discretionary

$1.1B

100% of AUM

Avg account

$266K

Accounts

4,278

Employees

Advisory reps

Firm details

Headquarters: MINNEAPOLIS, Minnesota
CRD number: 167485
Registered since: January 4, 2016
Website: gwealth.com
Custodians: CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI68.2%
Individuals29.23%
Charitable Organizations2.56%
Services: Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

Guardian Wealth Strategies, LLC is an independent registered investment adviser formed in 2016. The firm serves both individual and family clients as well as institutional accounts and reports a mix of fee arrangements that includes percentage-of-AUM and fixed-fee engagements. Its advisory services, as disclosed on filings, emphasize financial planning and portfolio management for individuals and small businesses; pension consulting appears among reported activities on the ADV, though the firm is not designated as a pension consultant in the snapshot data. Guardian Wealth Strategies is not positioned as a capital allocator and does not identify as an active ESG investor or a multi-state adviser. Industry affiliations noted on filings include relationships with an accountant and an insurance company.