BAUTIS FINANCIAL, LLC

RIASEC RegisteredEst. 2024

Total AUM

$197M

Discretionary

$197M

100% of AUM

Avg account

$248K

Accounts

797

Employees

Advisory reps

Firm details

Headquarters: MONTCLAIR, New Jersey
CRD number: 148582
Registered since: February 29, 2024
Website: bautisfinancial.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Fixed Fees
Client types: Individuals61.34%
HNWI38.66%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Bautis Financial, LLC is an independent registered investment adviser organized as an LLC that serves individual and family clients with a mix of financial planning and portfolio management. The firm is SEC-registered (2024) and owned by an individual. Its advisory scope covers retail clients as well as small businesses and institutional portfolios, and it also operates as an insurance broker, which it integrates into client planning and risk-transfer solutions. Fee billing includes percentage-of-AUM arrangements and fixed fees. Bautis Financial does not operate as a capital allocator; instead it selects third‑party managers and pooled vehicles when it chooses alternatives or specialized strategies. It does not identify as an active ESG investor and is not registered as a multi-state adviser.