SFI ADVISORS, LLC

RIASEC RegisteredEst. 2017
Total AUM
$176M
Discretionary
$176M
100% of AUM
Avg account
$524K
Accounts
336
Employees
12
Advisory reps
4

Firm details

Headquarters
MONTCLAIR, New Jersey
CRD number
287929
Registered since
April 11, 2017
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • HNWI53.41%
  • Individuals46.59%
Services
Financial PlanningPortfolio Management for IndividualsPension Consulting

Firm profile

FINTRX

Overview

SFI Advisors, LLC is an independent RIA organized as an LLC and registered with the SEC since 2017. The firm serves individual and family clients, offering financial planning, portfolio management for individuals and small businesses, and pension consulting. Its fee model combines a percentage-of-AUM component with fixed fees. SFI does not identify as an active ESG investor and is not structured as a multi-state adviser; it lists an insurance company among its industry affiliations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 91%, US Government Bonds 4%, Cash & Cash Equivalents 4%, Investment Grade Corp Bonds 1%91%
  • Exchange Traded Equities91%
  • US Government Bonds4%
  • Cash & Cash Equivalents4%
  • Investment Grade Corp Bonds1%

Owners & executives

1 of 1
  • Andrea Zilli

    Chief Investment OfficerCRD 5180329

Contacts

3 of 3
  • JOHN SAMPERS

    Managing Director and Financial AdvisorCRD 2439443

  • PETER GOODMAN

    DirectorCRD 1826165

  • JOEL SCHREIBER

    Director, Financial PlanningCRD 4467640

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 59

Active vs passive

$119M in ETFs

Passive

89%

$106M

Active

2%

$13.3M

ETFProviderStyleCategoryValueShares% of portfolio
VARIANT PERCEPTION CYCLE AWARE US EQUITY ETF (VPX)$7.4M308,8456.26%

Location

Primary office

MONTCLAIR, NJ

ESSEX

Location

MONTCLAIR, NJ

Headquartered in MONTCLAIR, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
ESSEX
Address
79 Midland Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth