TEPP WEALTH MANAGEMENT

RIASEC RegisteredEst. 2024
Total AUM
$196M
Discretionary
$194M
99% of AUM
Avg account
$1.3M
Accounts
150
Employees
6
Advisory reps
3

Firm details

Headquarters
WESTFIELD, New Jersey
CRD number
283899
Registered since
December 16, 2024
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI67.16%
  • Individuals32.84%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Tepp Wealth Management is an independent, privately owned registered investment adviser organized as a limited liability company and SEC-registered in 2024. The firm serves individual and family clients and positions itself as a capital allocator, selecting third-party managers alongside in-house portfolio management and financial planning. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee engagements. Advisory services listed on the firm’s filings include financial planning, portfolio management for individuals and small businesses, pension consulting, and the selection of other advisers. Tepp is not identified as an active ESG investor and reports no multi-state advisory footprint.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 95%, Other 4%, Cash & Cash Equivalents 1%95%
  • Exchange Traded Equities95%
  • Other4%
  • Cash & Cash Equivalents1%

Owners & executives

1 of 1
  • DAVID TEPP

    Founder and CEOCRD 6146562

Contacts

2 of 2
  • MARIA GARYFALLOS

    Investment Adviser RepresentativeCRD 7625224

  • Sarah Kovalakides

    Client Service AssociateCRD 8178668

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 35

Active vs passive

$133M in ETFs

Passive

74%

$98.4M

Active

8%

$35.1M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$23.4M35,78517.52%

Location

Primary office

WESTFIELD, NJ

UNION

Location

WESTFIELD, NJ

Headquartered in WESTFIELD, NJ, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
UNION
Address
210 Elmer St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth