Bates Securities, Inc.

Overview

Bates Securities, Inc. is organized as a corporation and has been SEC-registered since 1982. The firm is listed as individually owned and carries an "Unclassified" designation in the snapshot data. The record characterizes the firm as not acting as a capital allocator, not engaging as a pension consultant, and not operating as a related adviser. The profile shows limited disclosure around the firm's advisory and business activities: fields for client base, fee structure, and advisory activities are blank. The firm is not marked as an active ESG investor and is not identified as a newly formed or multi-state adviser in the available data.

Assets & Accounts

Location & Offices