Bates Securities, Inc.
Firm details
- Headquarters
- Rockford, Illinois
- CRD number
- 10759
- Registered since
- September 16, 1982
Firm profile
FINTRXOverview
Bates Securities, Inc. is organized as a corporation and appears in SEC records dating back to 1982. Ownership is listed as individual rather than institutional or corporate control, and the firm is classified as unclassified in the available snapshot. Publicly visible attributes indicate it is not positioned as a capital allocator and it does not identify as an active ESG investor. The firm’s profile does not include detail on client types, advisory services, fee schedules, or specific business activities in the source data provided. It also does not identify as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1George Bates
President, Chief Compliance OfficerCRD 14642
Contacts
3 of 5Richard Mattera
FinOpCRD 2246513
Carol Bates
SecretaryCRD 1463859

George Bates
Investment Advisor RepresentativeCRD 1539381
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Rockford, IL
Winnebago
Location
Rockford, IL
Headquartered in Rockford, IL, anchoring the Rockford-Freeport-Rochelle, IL metro in the Midwest.
- Metro area
- Rockford-Freeport-Rochelle, IL
- Region
- Midwest
- County
- Winnebago
- Address
- 8437 Northern Ave
- Time zone
- CT (UTC-6)
- Office locations
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