Baserock Capital, LLC

Broker-DealerFINRA MemberEst. 2024
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
Denver, Colorado
CRD number
328592
Registered since
June 17, 2024

Firm profile

FINTRX

Overview

Baserock Capital, LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm registered with the SEC in 2024. FINTRX flags the owner type as a mix of a domestic entity and an individual. The dataset indicates that Baserock Capital is not a capital allocator and does not identify as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 10
  • John Kiernan

    Investment Banking AssociateCRD 7304587

  • Scott Duncan

    Scott Duncan

    Co-Founder & PartnerCRD 5892907

  • Samuel Fleischman

    Samuel Fleischman

    Supervisory PrincipalCRD 1860709

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Denver
Address
1600 Wynkoop St
Time zone
MT (UTC-7)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth