Baserock Capital, LLC

Broker-DealerFINRA MemberEst. 2024
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
Denver, Colorado
CRD number
328592
Registered since
June 17, 2024

Firm profile

FINTRX

Overview

Baserock Capital, LLC is organized as a limited liability company and appears in FINTRX as an SEC-registered entity (registration year 2024) classified under the investment bank category. The snapshot identifies the owner type as a combination of a domestic entity and an individual. The profile indicates the firm is not a capital allocator and is not flagged as an active ESG investor. Several standard fields in the FINTRX entry—client base, fee structure, business and advisory activities—are not populated in the source data. FINTRX marks the firm as not a multi-state adviser and not a pension consultant; those attributes may reflect registration or service scope rather than office footprint (see Location & Offices).

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 10
  • John Kiernan

    Investment Banking AssociateCRD 7304587

  • Scott Duncan

    Scott Duncan

    Co-Founder & PartnerCRD 5892907

  • Samuel Fleischman

    Samuel Fleischman

    Senior Compliance ProfessionalCRD 1860709

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Denver
Address
1600 Wynkoop St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth