Baserock Capital, LLC

Broker-DealerFINRA MemberEst. 2024
Total AUM
Advisory reps
8
Avg account
$0

Firm details

Headquarters
Denver, Colorado
CRD number
328592
Registered since
June 17, 2024

Firm profile

FINTRX

Overview

Baserock Capital, LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm is SEC-registered as of 2024. Ownership is reported as a mix of a domestic entity and an individual. Public disclosures in FINTRX do not include a description of the firm's investment strategy, specific advisory activities, or business lines. The record also notes that Baserock Capital does not identify as a capital allocator, is not flagged as an active ESG investor, is not a multi-state adviser, and is not categorized as a pension consultant or related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 8
  • Samuel Fleischman

    Samuel Fleischman

    Senior Compliance ProfessionalCRD 1860709

  • John Steinegger

    John Steinegger

    Managing DirectorCRD 4008490

  • James Owen

    James Owen

    Managing DirectorCRD 4424770

Unlock 5 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Denver
Address
1600 Wynkoop St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth