BASEROCK CAPITAL, LLC

Broker-DealerFINRA MemberEst. 2024
Total AUM
Advisory reps
10
Avg account
$0

Firm details

Headquarters
DENVER, Colorado
CRD number
328592
Registered since
June 17, 2024

Firm profile

FINTRX

Overview

Baserock Capital, LLC is organized as a limited liability company and appears on SEC records with a 2024 registration. The firm is classified as an investment bank and its ownership is listed as a combination of a domestic entity and an individual. Registry fields indicate Baserock is not a capital allocator, is not identified as an active ESG investor, and is not recorded as a pension consultant or related adviser. It is also flagged as not a multi-state adviser and not a newly formed adviser in the snapshot data provided.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

3 of 10
  • John Kiernan

    Investment Banking AssociateCRD 7304587

  • Scott Duncan

    Co-Founder & PartnerCRD 5892907

  • Samuel Fleischman

    Supervisory PrincipalCRD 1860709

Unlock 7 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

DENVER, CO

DENVER

Location

DENVER, CO

Headquartered in DENVER, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
DENVER
Address
1600 Wynkoop St
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth