Alps Portfolio Solutions Distributor, Inc.

Broker-DealerFINRA MemberEst. 2007
Total AUM
Advisory reps
33
Avg account
$0

Firm details

Headquarters
Denver, Colorado
CRD number
144464
Registered since
December 17, 2007

Firm profile

FINTRX

Overview

Alps Portfolio Solutions Distributor, Inc. is a corporation that functions as a fund distributor rather than an investment manager or capital allocator. The entity is SEC-registered since 2007 and is organized under domestic ownership. Publicly available profile fields identify it as a distributor-only business, not a multi-state adviser or pension consultant, and not a related adviser to another registered advisor. The firm is not identified as an active ESG investor. Because its classification is fund distributor, its principal role is distribution and placement of investment products rather than discretionary portfolio management or direct asset allocation. That positioning shapes the firm’s regulatory posture and commercial relationships more than it would a traditional registered investment adviser or family office.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 33
  • Anna Lautenbach

    Anna Lautenbach

    Senior Compliance AnalystCRD 5323484

  • Karl Zeller

    Karl Zeller

    Product SpecialistCRD 4290109

  • Tara Neckel

    Vice PresidentCRD 4051739

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Denver, CO

Denver

Location

Denver, CO

Headquartered in Denver, CO, anchoring the Denver-Aurora, CO metro in the West.

Metro area
Denver-Aurora, CO
Region
West
County
Denver
Address
1290 N Broadway
Time zone
MT (UTC-7)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth