BANCROFT CAPITAL, LLC

Broker-DealerFINRA MemberEst. 2018
Total AUM
Accounts
0
Employees
4
Advisory reps
31
Brokerage reps
4
Avg account
$0

Firm details

Headquarters
FORT WASHINGTON, Pennsylvania
CRD number
290665
Registered since
May 10, 2018
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Services
Financial PlanningPension Consulting

Firm profile

FINTRX

Overview

Bancroft Capital, LLC is a limited liability company that operates as a broker-dealer and independent broker-dealer / investment bank. The firm registered with the SEC in 2018 and is owned as a domestic entity with individual ownership reported. Its business mix centers on broker-dealer activity while also offering advisory services such as financial planning and pension consulting. Fee arrangements documented include percentage-of-AUM billing alongside hourly and fixed-fee engagements. The firm is not identified as a capital allocator, is not active on ESG investing according to the record, and is not listed as a multi-state registered adviser or a newly formed adviser. There is no related adviser noted in the data. Industry affiliations are limited to broker-dealer activities.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

1 of 1
  • CAULDON QUINN

    CEOCRD 4530968

Contacts

3 of 30
  • Allante McGant

    Employee CandidateCRD 7826131

  • Alix Cethoute

    AssociateCRD 7256996

  • MELISSA DONAHUE

    Vice President, OperationsCRD 2769830

Unlock 27 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

FORT WASHINGTON, PA

MONTGOMERY

Location

FORT WASHINGTON, PA

Headquartered in FORT WASHINGTON, PA, anchoring the Philadelphia-Reading-Camden, PA-NJ-DE-MD metro in the Northeast.

Metro area
Philadelphia-Reading-Camden, PA-NJ-DE-MD
Region
Northeast
County
MONTGOMERY
Address
501 Office Center Dr
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth