Babb Wealth Advisors LLC
Firm details
- Headquarters
- Flagstaff, Arizona
- CRD number
- 298347
- Registered since
- May 18, 2022
- Website
- babbgroup.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Other
- Client types
- Individuals64.32%
- HNWI35.47%
- Pension & Profit Sharing Plans0.16%
- Charitable Organizations0.05%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Babb Wealth Advisors LLC is an independent, SEC-registered registered investment adviser organized as an LLC and began registration in 2022. The firm serves individual and family clients and operates as a capital allocator that also selects outside managers. Its advisory menu includes financial planning, portfolio management for individuals and small businesses, pension consulting services, and the selection of other advisers. Billing is primarily a percentage-of-AUM model supplemented by other fee arrangements. The firm reports affiliations with an accountant and an insurance company and does not describe itself as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds92%
- Exchange Traded Equities6%
- Cash & Cash Equivalents1%
Owners & executives
1 of 1
Kathleen Schroeder
Chief Compliance OfficerCRD 5731595
Contacts
2 of 2
Michael Gorman
Financial PlannerCRD 6737228
Travis Babb
PresidentCRD 5561676
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 17Active vs passive
$205M in ETFs
<1%
$205K
100%
$205M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL WORLD EX US CORE EQUITY 2 ETF (DFAX) | Dimensional | Active | Foreign Large Blend | $45.7M | 1,241,297 | 22.27% |
Location
Flagstaff, AZ
Coconino
Location
Flagstaff, AZ
Headquartered in Flagstaff, AZ, in the West of the United States.
- Region
- West
- County
- Coconino
- Address
- 1117 W Route 66
- Time zone
- MT (UTC-7)
- Office locations
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