MATHIS WEALTH MANAGEMENT

RIASEC RegisteredEst. 2023

Total AUM

$213M

Discretionary

$200M

94% of AUM

Avg account

$303K

Accounts

703

Employees

Advisory reps

Firm details

Headquarters: PHOENIX, Arizona
CRD number: 172858
Registered since: August 11, 2023
Website: mathiswealth.com
Custodians: AXOS CLEARING LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI55.95%
Individuals37.66%
Pension & Profit Sharing Plans5.55%
Charitable Organizations0.84%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Mathis Wealth Management is an independent registered investment adviser organized as an LLC and registered with the SEC in 2023. The firm operates as a capital allocator for both individual/family and institutional clients and combines investment advisory services with insurance brokerage capabilities. Its fee arrangements include asset-based fees as well as hourly and fixed-fee engagements, and the firm also charges other, unspecified fee types. Advisory services listed by the firm include comprehensive financial planning, portfolio management for individuals and small businesses, pension consulting, selection of outside advisers, and educational seminars or workshops. Mathis Wealth Management does not identify as an active ESG investor. The firm is owned by an individual principal and positions itself to build portfolios using both internally managed approaches and allocations to third-party managers.