Mathis Wealth Management

RIASEC Registered

Total AUM

$213M

Discretionary

$200M

94% of AUM

Avg account

$303K

Accounts

703

Employees

Advisory reps

Firm details

Headquarters: Phoenix, Arizona
CRD number: 172858
Registered since: August 11, 2023
Website: mathiswealth.com
Custodians: AXOS CLEARING LLC, CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees, Other
Client types: HNWI55.95%
Individuals37.66%
Pension & Profit Sharing Plans5.55%
Charitable Organizations0.84%
Services: Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Mathis Wealth Management, LLC is an independent, individual-owned registered investment adviser that began SEC registration in 2023. The firm positions itself as a capital allocator serving both individual and family clients as well as institutional accounts. Its service mix includes financial planning, portfolio management for individuals and small businesses, pension consulting services, selection of third‑party advisers, and educational seminars. Mathis also operates as an insurance broker and employs a mixed fee schedule (percentage of AUM, hourly, fixed fees and other arrangements). The firm is not identified as an active ESG investor.