Heffernan Advisory, Inc.
Firm details
- Headquarters
- Flagstaff, Arizona
- CRD number
- 116771
- Registered since
- September 19, 2006
- Website
- www.ascendant-financial.com
- Custodians
- CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Fixed Fees, Other
- Client types
- HNWI78.88%
- Individuals18.92%
- Pension & Profit Sharing Plans1.5%
- Corporations / Businesses0.7%
- Services
- Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
Heffernan Advisory, Inc. is an independent registered investment adviser that has been SEC-registered since 2006. The firm serves both individual/family and institutional clients and acts as a capital allocator, blending discretionary portfolio management with financial planning and selection-of-other-advisers services. Its public filings list portfolio management for individuals and small businesses and pension consulting among its advisory activities. Heffernan also identifies as an active ESG investor and uses a mix of fee arrangements (percentage of AUM, fixed fees and other structures).
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds96%
- Cash & Cash Equivalents3%
- Exchange Traded Equities1%
Contacts
3 of 12
Tamara Kinney
Compliance OfficerCRD 4272821
Davis Hoyt
Wealth Management AdvisorCRD 6097213
Philip Mortimer
TreasurerCRD 8053569
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 24Active vs passive
$113M in ETFs
9%
$10.3M
91%
$103M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| DIMENSIONAL CORE FIXED INCOME ETF (DFCF) | Dimensional | Active | Intermediate Core Bond | $48.5M | 1,148,842 | 42.78% |
Location
Flagstaff, AZ
Coconino
Location
Flagstaff, AZ
Headquartered in Flagstaff, AZ, in the West of the United States.
- Region
- West
- County
- Coconino
- Address
- 809 W Riordan Rd
- Time zone
- MT (UTC-7)
- Office locations
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