AWM FINANCIAL SERVICES INC.

RIASEC RegisteredEst. 2021

Total AUM

$321M

Discretionary

$321M

100% of AUM

Avg account

$119K

Accounts

2,700

Employees

Advisory reps

Firm details

Headquarters: THE WOODLANDS, Texas
CRD number: 144351
Registered since: April 23, 2021
Website: alliedwealth.com
Custodians: CHARLES SCHWAB & CO., INC.
Fee structure: Percentage of AUM, Hourly Charges, Other
Client types: Individuals74.76%
HNWI23.13%
Other Investment Advisers1.1%
Corporations / Businesses1.01%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

AWM Financial Services Inc. is an independent registered investment adviser that acts as a capital allocator for both individual and institutional clients. The firm focuses on fee-based wealth management and financial planning, offering portfolio management for individuals and small businesses, assistance in selecting third‑party advisers, and educational workshops. Its fee schedule includes percentage-of-AUM billing alongside hourly and other fee arrangements, which supports both ongoing advisory relationships and project-based engagements. Investment activity centers on pooled public funds and mutual funds, which make up the largest single share of assets under management. The firm is not an active ESG investor and does not operate as a multi-state adviser. AWM Financial Services Inc. reports relationships with another investment adviser and an insurance company, reflecting a practice that blends investment management with insurance solutions and third-party manager selection.