Asset Management One Co, Ltd.

RIASEC RegisteredEst. 1997
Total AUM
$471B
Discretionary
$471B
100% of AUM
Avg account
$270M
Accounts
1,741
Employees
950
Advisory reps
16

Firm details

Headquarters
Tokyo,
CRD number
110843
Registered since
December 17, 1997
Custodians
THE MASTER TRUST BANK OF JAPAN ,LTD., CUSTODY BANK OF JAPAN, LTD.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • State / Municipal Government52.96%
  • Pooled Investment Vehicles29.35%
  • Pension & Profit Sharing Plans11.94%
  • Insurance Companies2.11%
  • Sovereign Wealth Funds1.65%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Asset Management One Co, Ltd. is a corporation operating as an institutional registered investment adviser that focuses on managing portfolios for institutional clients. The firm has been SEC-registered since 1997 and is owned by a combination of foreign and individual interests. Its advisory business centers on portfolio management for pooled investment vehicles and for businesses or institutions, and it also performs selection-of-other-advisers work. The firm is registered as an “other financial product salesperson” in its business activity classification. Fee arrangements include percentage-of-AUM fees as well as fixed and performance-based fees. Asset Management One is not reported as a capital allocator and is not flagged as an active ESG investor. It does not list pension consulting or multi-state adviser designations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 48%, Sovereign Bonds 32%, US Government Bonds 8%, Private Funds 5%, Investment Grade Corp Bonds 4%, Public Funds/Mutual Funds 1%, Cash & Cash Equivalents 1%48%
  • Exchange Traded Equities48%
  • Sovereign Bonds32%
  • US Government Bonds8%
  • Private Funds5%
  • Investment Grade Corp Bonds4%

Owners & executives

2 of 2
  • Kohei Horikawa

    Chief Compliance OfficerCRD 8083787

  • Sugihara Noriyuki

    Sugihara Noriyuki

    President, CEOCRD 7726853

Contacts

3 of 14
  • Akito Yanagihara

    DirectorCRD 7110920

  • Toshihiro Tsumiki

    Executive OfficerCRD 8257930

  • Toshinao Suzuki

    Executive OfficerCRD 8257929

Unlock 11 more contacts

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 87

Active vs passive

$5B in ETFs

Passive

100%

$5B

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$2.4B3,253,02048.83%

Location

Primary office

Tokyo, null

Location

Tokyo, null

Headquartered in Tokyo, null.

Address
Tekko Building
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth