ASSET MANAGEMENT ONE CO., LTD.

RIASEC RegisteredEst. 1997
Total AUM
$451B
Discretionary
$451B
100% of AUM
Avg account
$253M
Accounts
1,782
Employees
927
Advisory reps
16

Firm details

Headquarters
TOKYO,
CRD number
110843
Registered since
December 17, 1997
Custodians
THE MASTER TRUST BANK OF JAPAN ,LTD., CUSTODY BANK OF JAPAN, LTD.
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • State / Municipal Government53.18%
  • Pooled Investment Vehicles28.48%
  • Pension & Profit Sharing Plans12.37%
  • Insurance Companies2.56%
  • Sovereign Wealth Funds1.22%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Asset Management One Co, Ltd. is a corporation that serves primarily institutional clients and has been SEC-registered since 1997. The firm operates as a financial-services provider with a mix of roles: portfolio management for pooled investment vehicles, portfolio management for businesses and institutions, and the selection of other advisers. It also functions as an other-financial-product salesperson and maintains industry affiliations across broker-dealers, trust companies, banks/thrifts, insurance companies, futures commission merchants, and real estate brokerage channels — suggesting an integrated presence in both asset management and distribution/transaction networks. Its ownership is listed as a combination of foreign entity and individual ownership. The firm charges a variety of fee types — percentage of AUM, fixed fees and performance-based fees — which aligns with its involvement in pooled vehicles and institutional mandates. Asset Management One is not flagged as an active ESG investor in the source data.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 46%, Sovereign Bonds 32%, US Government Bonds 9%, Investment Grade Corp Bonds 5%, Private Funds 4%, Cash & Cash Equivalents 2%, Public Funds/Mutual Funds 1%46%
  • Exchange Traded Equities46%
  • Sovereign Bonds32%
  • US Government Bonds9%
  • Investment Grade Corp Bonds5%
  • Private Funds4%

Owners & executives

2 of 2
  • KOHEI HORIKAWA

    Chief Compliance OfficerCRD 8083787

  • SUGIHARA NORIYUKI

    President, CEOCRD 7726853

Contacts

3 of 14
  • AKITO YANAGIHARA

    DirectorCRD 7110920

  • TOSHIHIRO TSUMIKI

    CRD 8257930

  • TOSHINAO SUZUKI

    CRD 8257929

Unlock 11 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 56

Active vs passive

$4.5B in ETFs

Passive

100%

$4.4B

Active

0%

$4.5M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$2.1B3,225,81047.31%

Location

Primary office

TOKYO, null

Location

TOKYO, null

Headquartered in TOKYO, null.

Address
Tekko Building
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth