COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC

RIASEC RegisteredEst. 1985
Total AUM
$502B
Discretionary
$501B
100% of AUM
Avg account
$60.6M
Accounts
8,288
Employees
914
Advisory reps
207

Firm details

Headquarters
BOSTON, Massachusetts
CRD number
108257
Registered since
December 20, 1985
Custodians
J.P. MORGAN SECURITIES INC., STATE STREET BANK AND TRUST COMPANY, BANK OF AMERICA
Fee structure
Percentage of AUM, Fixed Fees, Performance Based Fees
Client types
  • Investment Companies62.86%
  • Insurance Companies10.89%
  • Pooled Investment Vehicles8.56%
  • Corporations / Businesses7.12%
  • Pension & Profit Sharing Plans3.74%
Services
Portfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Columbia Management Investment Advisers, LLC is an SEC-registered investment adviser organized as an LLC and operating since the 1980s. The firm functions across several product and strategy lines — its classification in source data includes hedge funds, securitized asset funds and other fund vehicles — and it operates as a multi-faceted fund manager rather than a single-strategy boutique. Its client mix spans individuals and families as well as institutional investors, and its advisory scope covers discretionary portfolio management for individuals, pooled vehicles, investment companies and institutions, plus selection of sub-advisers. The firm reports a mix of fee arrangements (percentage of AUM, fixed fees and performance-based fees) and undertakes business activities that include CPO/CTA functions. Columbia Management is identified as an active ESG investor and as a related adviser within a larger organizational structure. Its industry affiliations extend into broker-dealer relationships, banking and trust institutions, insurance and real estate sponsor roles, and it acts as sponsor/GP or managing member for pooled vehicles.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 31%, US Government Bonds 18%, Other 15%, Investment Grade Corp Bonds 11%, Non-Investment Grade Corp Bonds 9%, Cash & Cash Equivalents 6%, Derivatives 5%, State & Local Bonds 4%, Public Funds/Mutual Funds 2%31%
  • Exchange Traded Equities31%
  • US Government Bonds18%
  • Other15%
  • Investment Grade Corp Bonds11%
  • Non-Investment Grade Corp Bonds9%

Owners & executives

3 of 3
  • BRIAN ENGELKING

    Vice President and Chief Financial OfficerCRD 4219446

  • LEE FARIA

    Chief Compliance Officer & Vice PresidentCRD 5776595

  • WILLIAM TRUSCOTT

    Chief Executive OfficerCRD 2416857

Contacts

3 of 204
  • Patricia Scanlan

    Registered RepresentativeCRD 7982740

  • Steve Fernandes

    Internal Division ManagerCRD 2768818

  • Keith Langan

    Regional Vice PresidentCRD 4933994

Unlock 201 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

BOSTON, MA

SUFFOLK

Location

BOSTON, MA

Headquartered in BOSTON, MA, anchoring the Boston-Worcester-Providence, MA-RI-NH-CT metro in the Northeast.

Metro area
Boston-Worcester-Providence, MA-RI-NH-CT
Region
Northeast
County
SUFFOLK
Address
290 Congress St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth