ASCENSION INVESTMENT MANAGEMENT

RIASEC RegisteredEst. 2012
Total AUM
$40.8B
Discretionary
$23.6B
58% of AUM
Avg account
$3.4B
Accounts
12
Employees
27
Advisory reps
6

Firm details

Headquarters
SAINT LOUIS, Missouri
CRD number
159767
Registered since
March 30, 2012
Custodians
THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION, STATE STREET BANK AND TRUST COMPANY
Fee structure
Percentage of AUM, Fixed Fees, Other
Client types
  • Charitable Organizations44.9%
  • Pooled Investment Vehicles37.2%
  • Pension & Profit Sharing Plans17.73%
  • Corporations / Businesses0.17%
Services
Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

Ascension Investment Management operates as a hedge fund manager focused on institutional clients. The firm combines liquid public pooled vehicles with sizable alternative allocations, and provides portfolio management for pooled investment vehicles and for businesses or institutions. It also offers pension consulting and the selection of other advisers, and acts in sponsor and managing member roles for pooled vehicles. Ascension is not positioned as a capital allocator in the sense of a multi-manager allocator; rather it appears to run an internally managed hedge fund while also deploying or accessing third‑party alternative managers. The firm’s investment approach leans on pooled public funds and mutual funds as the core of its liquid exposures, while pairing those with a broad set of alternatives to pursue return enhancement, diversification and liability‑matching for large institutional clients. Ascension is not flagged as an ESG active investor, and its business activity includes CPO/CTA services, suggesting use of derivatives or commodity/managed futures strategies where appropriate.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 63%, Private Funds 12%, Exchange Traded Equities 11%, US Government Bonds 8%, Investment Grade Corp Bonds 3%, Derivatives 1%, Cash & Cash Equivalents 1%63%
  • Public Funds/Mutual Funds63%
  • Private Funds12%
  • Exchange Traded Equities11%
  • US Government Bonds8%
  • Investment Grade Corp Bonds3%

Owners & executives

3 of 5
  • DAVID ERICKSON

    Chief Investment OfficerCRD 2670296

  • TODD TURALL

    Chief Operating Officer & General CounselCRD 5004392

  • Saurabh Tripathi

    Executive Vice President and Chief Financial OfficerCRD 7986605

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Contacts

1 of 1
  • Christine McCoy

    EVP and General CounselCRD 8193038

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

SAINT LOUIS, MO

SAINT LOUIS

Location

SAINT LOUIS, MO

Headquartered in SAINT LOUIS, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.

Metro area
St. Louis-St. Charles-Farmington, MO-IL
Region
Midwest
County
SAINT LOUIS
Address
4600 Edmundson Rd
Time zone
CT (UTC-6)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth