Focus Partners Wealth, LLC
Firm details
- Headquarters
- Saint Louis, Missouri
- CRD number
- 159289
- Registered since
- December 7, 2011
- Website
- www.focuspartners.com
- Custodians
- CHARLES SCHWAB & CO., INC., FIDELITY DISTRIBUTORS COMPANY LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Performance Based Fees, Other
- Client types
- HNWI78.37%
- Individuals7.43%
- Pension & Profit Sharing Plans5.12%
- Charitable Organizations2.45%
- State / Municipal Government1.99%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Focus Partners Wealth, LLC is an SEC-registered wealth management firm formed in 2011 that serves both individual and institutional clients. Structured as a limited liability company and identified as a capital allocator, the firm provides a mix of financial planning, portfolio management across individual, pooled and institutional mandates, pension consulting support, adviser selection, and educational publications and workshops. It also distributes other financial products and charges clients through a combination of percentage-of-AUM, hourly, fixed and performance-based fee arrangements. Focus Partners reports being an active ESG investor and maintains relationships across a broad set of industry roles, including broker-dealer and sponsor/manager activities for pooled vehicles. The firm has received multiple industry recognitions, including placement on the Financial Times Top 300 RIA Firms list (2020), inclusion in FA Magazine’s Top RIA Firms (2020), repeated Top 100 RIA rankings from Barron’s (2021–2025), and a Citywire 50 Growers Across America mention in 2026.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds38%
- Exchange Traded Equities37%
- Cash & Cash Equivalents7%
- Private Funds4%
- Other4%
Owners & executives
3 of 21
Andrew Bass
Chief Wealth OfficerCRD 4944686
Robert Campbell
Independent ContractorCRD 1133176
John Stelley
Chief Compliance OfficerCRD 4058404
Contacts
3 of 1015
Nicole Caron
Wealth AdvisorCRD 6969185
Mark Derby
Senior Wealth AdvisorCRD 4347091
Cay Prescott
Client Relationship SpecialistCRD 7803255
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1,098Active vs passive
$64.5B in ETFs
71%
$45.9B
28%
$18.6B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) TECHNOLOGY SELECT SECTOR SPDR(R) ETF (XLK) | State Street | Passive | Technology | $2.4B | 12,703,573 | 3.75% |
Location
Saint Louis, MO
Saint Louis
Location
Saint Louis, MO
Headquartered in Saint Louis, MO, anchoring the St. Louis-St. Charles-Farmington, MO-IL metro in the Midwest.
- Metro area
- St. Louis-St. Charles-Farmington, MO-IL
- Region
- Midwest
- County
- Saint Louis
- Address
- 190 Carondelet Plz
- Time zone
- CT (UTC-6)
- Office locations
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