ASC 401(K) MANAGEMENT

Overview

ASC 401(K) Management is a limited liability company that provides advisory services to individual and family clients, with a focus on portfolio management for individuals and small businesses, pension consulting support and the selection of outside advisers. The firm is registered with the SEC since 2015 and is owned by an individual proprietor. It operates as a capital allocator, using third‑party fund managers for some mandates, and bills clients through a mix of percentage‑of‑AUM, hourly, fixed and other fee arrangements. ASC 401(K) Management is not designated as an active ESG investor and does not present itself as a multi‑state adviser. Given the firm name and its listed advisory activities, ASC 401(K) Management places emphasis on retirement plan relationships and small‑business retirement arrangements alongside standard individual wealth management. Its product mix and custodian relationships indicate a tilt toward pooled public funds and outsourced model solutions rather than concentrated individual equity positions.

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Public Holdings

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Location & Offices